CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Walleye Trading LLC's Holding History (CIK: 0001388391)

Note: Option positions (PUT/CALL) are excluded.

Q1 2025

Shares 27,609 Value ($000) $9,105 Avg Close $351.95 Range $315.09 - $404.98

Q1 2024

Shares 37,202 Value ($000) $13,632 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 55,075 Value ($000) $16,284 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 662 Value ($000) $181 Avg Close $261.47 Range $229.25 - $283.47

Q2 2022

Shares 90,268 Value ($000) $16,136 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 667 Value ($000) $149 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 35,075 Value ($000) $7,251 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 17,150 Value ($000) $3,292 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 129,454 Value ($000) $28,173 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 17,225 Value ($000) $3,994 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 12,169 Value ($000) $2,215 Avg Close $153.98 Range $129.92 - $167.14

Q2 2020

Shares 26,253 Value ($000) $3,321 Avg Close $106.19 Range $89.90 - $125.54

Q3 2019

Shares 13,873 Value ($000) $1,752 Avg Close $111.09 Range $97.87 - $122.22

Q4 2018

Shares 73,339 Value ($000) $9,319 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 25,855 Value ($000) $3,943 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 220,263 Value ($000) $29,883 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 12,201 Value ($000) $1,798 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 44,355 Value ($000) $6,989 Avg Close $116.31 Range $103.45 - $133.20

Q1 2017

Shares 33,026 Value ($000) $3,063 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 20,527 Value ($000) $1,904 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 29,545 Value ($000) $2,623 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 65,201 Value ($000) $4,943 Avg Close $59.82 Range $55.25 - $64.10

Q4 2014

Shares 45,154 Value ($000) $4,133 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 29,874 Value ($000) $2,958 Avg Close $79.29 Range $73.57 - $83.32

Q4 2013

Shares 1,717 Value ($000) $156 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 43,150 Value ($000) $3,599 Avg Close $61.64 Range $58.99 - $64.50

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2025	27,609	$9,105	$351.95	$315.09 - $404.98
Q1 2024	37,202	$13,632	$311.07	$268.51 - $357.70
Q4 2023	55,075	$16,284	$251.22	$216.95 - $290.10
Q3 2023	662	$181	$261.47	$229.25 - $283.47
Q2 2022	90,268	$16,136	$197.29	$164.98 - $221.91
Q1 2022	667	$149	$195.46	$167.60 - $214.37
Q4 2021	35,075	$7,251	$186.69	$173.30 - $200.95
Q3 2021	17,150	$3,292	$192.08	$172.62 - $206.58
Q2 2021	129,454	$28,173	$211.85	$188.71 - $226.53
Q1 2021	17,225	$3,994	$189.09	$163.90 - $217.37
Q4 2020	12,169	$2,215	$153.98	$129.92 - $167.14
Q2 2020	26,253	$3,321	$106.19	$89.90 - $125.54
Q3 2019	13,873	$1,752	$111.09	$97.87 - $122.22
Q4 2018	73,339	$9,319	$111.50	$96.19 - $135.93
Q3 2018	25,855	$3,943	$120.51	$110.40 - $134.53
Q2 2018	220,263	$29,883	$126.53	$112.48 - $137.00
Q1 2018	12,201	$1,798	$133.07	$120.49 - $146.01
Q4 2017	44,355	$6,989	$116.31	$103.45 - $133.20
Q1 2017	33,026	$3,063	$77.69	$74.24 - $81.74
Q4 2016	20,527	$1,904	$73.74	$65.47 - $79.39
Q3 2016	29,545	$2,623	$66.01	$58.78 - $71.89
Q2 2016	65,201	$4,943	$59.82	$55.25 - $64.10
Q4 2014	45,154	$4,133	$73.34	$66.42 - $80.82
Q3 2014	29,874	$2,958	$79.29	$73.57 - $83.32
Q4 2013	1,717	$156	$62.67	$60.17 - $67.37
Q3 2013	43,150	$3,599	$61.64	$58.99 - $64.50