CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

WHALEROCK POINT PARTNERS, LLC's Holding History (CIK: 0001389709)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 10,172 Value ($000) $5,827 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 10,172 Value ($000) $4,854 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 10,472 Value ($000) $4,065 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 10,342 Value ($000) $3,411 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 10,792 Value ($000) $3,915 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 10,792 Value ($000) $4,221 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 10,742 Value ($000) $3,578 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 10,742 Value ($000) $3,936 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 10,742 Value ($000) $3,176 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 10,572 Value ($000) $2,886 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 10,572 Value ($000) $2,601 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 10,505 Value ($000) $2,404 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 10,345 Value ($000) $2,478 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 10,370 Value ($000) $1,702 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 10,370 Value ($000) $1,854 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 10,370 Value ($000) $2,310,643 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 10,370 Value ($000) $2,143,894 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 10,370 Value ($000) $1,991 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 10,370 Value ($000) $2,256,823 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 10,370 Value ($000) $2,404,492 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 10,295 Value ($000) $1,874 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 1,535 Value ($000) $1,535,499 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 13,160 Value ($000) $1,665 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 13,162 Value ($000) $1,527 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 13,178 Value ($000) $1,946 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 17,162 Value ($000) $2,168 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 17,160 Value ($000) $2,339 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 17,160 Value ($000) $2,325 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 15,610 Value ($000) $1,984 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 15,610 Value ($000) $2,380 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 15,540 Value ($000) $2,108 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 17,090 Value ($000) $2,518 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 17,090 Value ($000) $2,693 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 17,090 Value ($000) $2,131 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 17,090 Value ($000) $1,837 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 17,090 Value ($000) $1,585 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 17,190 Value ($000) $1,595 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 15,540 Value ($000) $1,379 Avg Close $66.01 Range $58.78 - $71.89

Q1 2016

Shares 15,540 Value ($000) $1,189 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 16,040 Value ($000) $1,090 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 18,180 Value ($000) $1,188 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 21,740 Value ($000) $1,843 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 21,740 Value ($000) $1,739 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 24,915 Value ($000) $2,280 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 26,865 Value ($000) $2,659 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 27,665 Value ($000) $3,006 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 27,715 Value ($000) $2,753 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 27,590 Value ($000) $2,504 Avg Close $62.67 Range $60.17 - $67.37

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	10,172	$5,827	$555.50	$469.79 - $627.50
Q3 2025	10,172	$4,854	$425.39	$381.75 - $483.95
Q2 2025	10,472	$4,065	$330.84	$264.29 - $386.62
Q1 2025	10,342	$3,411	$351.95	$315.09 - $404.98
Q4 2024	10,792	$3,915	$381.74	$351.93 - $412.27
Q3 2024	10,792	$4,221	$338.69	$301.40 - $389.91
Q2 2024	10,742	$3,578	$338.69	$308.78 - $372.10
Q1 2024	10,742	$3,936	$311.07	$268.51 - $357.70
Q4 2023	10,742	$3,176	$251.22	$216.95 - $290.10
Q3 2023	10,572	$2,886	$261.47	$229.25 - $283.47
Q2 2023	10,572	$2,601	$213.76	$195.84 - $240.81
Q1 2023	10,505	$2,404	$230.59	$201.84 - $253.98
Q4 2022	10,345	$2,478	$206.59	$156.72 - $232.83
Q3 2022	10,370	$1,702	$172.21	$151.58 - $189.11
Q2 2022	10,370	$1,854	$197.29	$164.98 - $221.91
Q1 2022	10,370	$2,310,643	$195.46	$167.60 - $214.37
Q4 2021	10,370	$2,143,894	$186.69	$173.30 - $200.95
Q3 2021	10,370	$1,991	$192.08	$172.62 - $206.58
Q2 2021	10,370	$2,256,823	$211.85	$188.71 - $226.53
Q1 2021	10,370	$2,404,492	$189.09	$163.90 - $217.37
Q4 2020	10,295	$1,874	$153.98	$129.92 - $167.14
Q3 2020	1,535	$1,535,499	$126.81	$112.24 - $141.22
Q2 2020	13,160	$1,665	$106.19	$89.90 - $125.54
Q1 2020	13,162	$1,527	$113.38	$77.78 - $132.89
Q4 2019	13,178	$1,946	$123.01	$102.69 - $131.46
Q3 2019	17,162	$2,168	$111.09	$97.87 - $122.22
Q2 2019	17,160	$2,339	$114.70	$103.20 - $125.83
Q1 2019	17,160	$2,325	$114.61	$103.38 - $123.15
Q4 2018	15,610	$1,984	$111.50	$96.19 - $135.93
Q3 2018	15,610	$2,380	$120.51	$110.40 - $134.53
Q2 2018	15,540	$2,108	$126.53	$112.48 - $137.00
Q1 2018	17,090	$2,518	$133.07	$120.49 - $146.01
Q4 2017	17,090	$2,693	$116.31	$103.45 - $133.20
Q3 2017	17,090	$2,131	$96.02	$87.71 - $104.79
Q2 2017	17,090	$1,837	$84.05	$74.79 - $89.64
Q1 2017	17,090	$1,585	$77.69	$74.24 - $81.74
Q4 2016	17,190	$1,595	$73.74	$65.47 - $79.39
Q3 2016	15,540	$1,379	$66.01	$58.78 - $71.89
Q1 2016	15,540	$1,189	$53.06	$44.66 - $61.22
Q4 2015	16,040	$1,090	$54.58	$48.84 - $59.43
Q3 2015	18,180	$1,188	$59.11	$48.76 - $65.71
Q2 2015	21,740	$1,843	$65.86	$60.39 - $68.73
Q1 2015	21,740	$1,739	$63.13	$59.48 - $69.69
Q4 2014	24,915	$2,280	$73.34	$66.42 - $80.82
Q3 2014	26,865	$2,659	$79.29	$73.57 - $83.32
Q2 2014	27,665	$3,006	$78.02	$73.19 - $81.73
Q1 2014	27,715	$2,753	$69.69	$63.53 - $74.44
Q4 2013	27,590	$2,504	$62.67	$60.17 - $67.37