CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

WBI INVESTMENTS, INC.'s Holding History (CIK: 0001397424)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 412 Value ($000) $236 Avg Close $555.50 Range $469.79 - $627.50

Q1 2024

Shares 3,029 Value ($000) $1,110 Avg Close $311.07 Range $268.51 - $357.70

Q3 2023

Shares 8,554 Value ($000) $2,335 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 5,815 Value ($000) $1,431 Avg Close $213.76 Range $195.84 - $240.81

Q2 2019

Shares 34,056 Value ($000) $4,641 Avg Close $114.70 Range $103.20 - $125.83

Q4 2017

Shares 38,940 Value ($000) $6,136 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 54,082 Value ($000) $6,745 Avg Close $96.02 Range $87.71 - $104.79

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	412	$236	$555.50	$469.79 - $627.50
Q1 2024	3,029	$1,110	$311.07	$268.51 - $357.70
Q3 2023	8,554	$2,335	$261.47	$229.25 - $283.47
Q2 2023	5,815	$1,431	$213.76	$195.84 - $240.81
Q2 2019	34,056	$4,641	$114.70	$103.20 - $125.83
Q4 2017	38,940	$6,136	$116.31	$103.45 - $133.20
Q3 2017	54,082	$6,745	$96.02	$87.71 - $104.79