CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 1,023,220 Value ($000) $586,172 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 983,209 Value ($000) $469,138 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 986,421 Value ($000) $382,938 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 940,372 Value ($000) $310,135 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 909,922 Value ($000) $330,083 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 879,638 Value ($000) $344,044 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 836,044 Value ($000) $278,486 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 776,220 Value ($000) $284,431 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 785,746 Value ($000) $232,321 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 760,366 Value ($000) $207,580 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 723,382 Value ($000) $177,988 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 686,939 Value ($000) $157,199 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 665,245 Value ($000) $159,366 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 700,836 Value ($000) $114,993 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 636,630 Value ($000) $113,804 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 634,277 Value ($000) $141,330 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 631,226 Value ($000) $130,500 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 584,052 Value ($000) $112,121 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 593,923 Value ($000) $129,255 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 562,711 Value ($000) $130,476 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 532,271 Value ($000) $96,884 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 508,240 Value ($000) $75,804 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 490,081 Value ($000) $61,995 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 391,167 Value ($000) $45,391 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 392,279 Value ($000) $57,932 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 394,116 Value ($000) $49,781 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 399,860 Value ($000) $54,497 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 378,514 Value ($000) $51,289 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 345,794 Value ($000) $43,940 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 326,369 Value ($000) $49,768 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 294,739 Value ($000) $39,987 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 301,984 Value ($000) $44,506 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 254,652 Value ($000) $40,128 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 221,198 Value ($000) $27,586 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 199,855 Value ($000) $21,476 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 10,112 Value ($000) $933 Avg Close $77.69 Range $74.24 - $81.74

Q1 2016

Shares 329,179 Value ($000) $24,767 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 272,170 Value ($000) $18,312 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 142,734 Value ($000) $9,874 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 153,168 Value ($000) $12,736 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 158,904 Value ($000) $12,655 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 142,459 Value ($000) $13,039 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 157,864 Value ($000) $15,409 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 156,756 Value ($000) $17,035 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 172,536 Value ($000) $17,145 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 199,150 Value ($000) $18,085 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 234,369 Value ($000) $20,212 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 270,671 Value ($000) $22,328 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	1,023,220	$586,172	$555.50	$469.79 - $627.50
Q3 2025	983,209	$469,138	$425.39	$381.75 - $483.95
Q2 2025	986,421	$382,938	$330.84	$264.29 - $386.62
Q1 2025	940,372	$310,135	$351.95	$315.09 - $404.98
Q4 2024	909,922	$330,083	$381.74	$351.93 - $412.27
Q3 2024	879,638	$344,044	$338.69	$301.40 - $389.91
Q2 2024	836,044	$278,486	$338.69	$308.78 - $372.10
Q1 2024	776,220	$284,431	$311.07	$268.51 - $357.70
Q4 2023	785,746	$232,321	$251.22	$216.95 - $290.10
Q3 2023	760,366	$207,580	$261.47	$229.25 - $283.47
Q2 2023	723,382	$177,988	$213.76	$195.84 - $240.81
Q1 2023	686,939	$157,199	$230.59	$201.84 - $253.98
Q4 2022	665,245	$159,366	$206.59	$156.72 - $232.83
Q3 2022	700,836	$114,993	$172.21	$151.58 - $189.11
Q2 2022	636,630	$113,804	$197.29	$164.98 - $221.91
Q1 2022	634,277	$141,330	$195.46	$167.60 - $214.37
Q4 2021	631,226	$130,500	$186.69	$173.30 - $200.95
Q3 2021	584,052	$112,121	$192.08	$172.62 - $206.58
Q2 2021	593,923	$129,255	$211.85	$188.71 - $226.53
Q1 2021	562,711	$130,476	$189.09	$163.90 - $217.37
Q4 2020	532,271	$96,884	$153.98	$129.92 - $167.14
Q3 2020	508,240	$75,804	$126.81	$112.24 - $141.22
Q2 2020	490,081	$61,995	$106.19	$89.90 - $125.54
Q1 2020	391,167	$45,391	$113.38	$77.78 - $132.89
Q4 2019	392,279	$57,932	$123.01	$102.69 - $131.46
Q3 2019	394,116	$49,781	$111.09	$97.87 - $122.22
Q2 2019	399,860	$54,497	$114.70	$103.20 - $125.83
Q1 2019	378,514	$51,289	$114.61	$103.38 - $123.15
Q4 2018	345,794	$43,940	$111.50	$96.19 - $135.93
Q3 2018	326,369	$49,768	$120.51	$110.40 - $134.53
Q2 2018	294,739	$39,987	$126.53	$112.48 - $137.00
Q1 2018	301,984	$44,506	$133.07	$120.49 - $146.01
Q4 2017	254,652	$40,128	$116.31	$103.45 - $133.20
Q3 2017	221,198	$27,586	$96.02	$87.71 - $104.79
Q2 2017	199,855	$21,476	$84.05	$74.79 - $89.64
Q1 2017	10,112	$933	$77.69	$74.24 - $81.74
Q1 2016	329,179	$24,767	$53.06	$44.66 - $61.22
Q4 2015	272,170	$18,312	$54.58	$48.84 - $59.43
Q3 2015	142,734	$9,874	$59.11	$48.76 - $65.71
Q2 2015	153,168	$12,736	$65.86	$60.39 - $68.73
Q1 2015	158,904	$12,655	$63.13	$59.48 - $69.69
Q4 2014	142,459	$13,039	$73.34	$66.42 - $80.82
Q3 2014	157,864	$15,409	$79.29	$73.57 - $83.32
Q2 2014	156,756	$17,035	$78.02	$73.19 - $81.73
Q1 2014	172,536	$17,145	$69.69	$63.53 - $74.44
Q4 2013	199,150	$18,085	$62.67	$60.17 - $67.37
Q3 2013	234,369	$20,212	$61.64	$58.99 - $64.50
Q2 2013	270,671	$22,328	$61.55	$57.61 - $65.73