CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

ENVESTNET ASSET MANAGEMENT INC's Holding History (CIK: 0001407543)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 432,262 Value ($000) $247,622 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 476,207 Value ($000) $227,222 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 476,877 Value ($000) $185,127 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 463,208 Value ($000) $152,766 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 485,233 Value ($000) $176,023 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 521,985 Value ($000) $204,159 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 547,369 Value ($000) $182,329 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 597,303 Value ($000) $218,870 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 680,074 Value ($000) $201,077 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 664,308 Value ($000) $181,356 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 521,231 Value ($000) $128,249 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 1,050,832 Value ($000) $121,181 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 541,960 Value ($000) $129,832 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 503,623 Value ($000) $82,634 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 546,404 Value ($000) $97,675 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 947,733 Value ($000) $211,174 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 789,328 Value ($000) $163,186 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 747,140 Value ($000) $143,429 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 731,703 Value ($000) $159,240 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 624,503 Value ($000) $144,804 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 441,412 Value ($000) $80,344 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 408,137 Value ($000) $60,874 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 314,688 Value ($000) $39,808 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 263,323 Value ($000) $30,556 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 204,817 Value ($000) $30,247 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 177,841 Value ($000) $22,463 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 327,055 Value ($000) $44,574 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 437,118 Value ($000) $59,225 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 144,236 Value ($000) $18,328 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 13,006 Value ($000) $1,983 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 60,263 Value ($000) $8,175 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 54,717 Value ($000) $8,026 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 54,916 Value ($000) $8,653 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 19,469 Value ($000) $2,426 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 72,464 Value ($000) $7,784 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 136,733 Value ($000) $12,684 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 141,409 Value ($000) $13,115 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 112,598 Value ($000) $9,995 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 118,351 Value ($000) $8,972 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 115,575 Value ($000) $8,846 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 106,685 Value ($000) $7,250 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 103,798 Value ($000) $6,784 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 105,800 Value ($000) $8,974 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 104,933 Value ($000) $8,398 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 11,607 Value ($000) $1,062 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 12,719 Value ($000) $1,260 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 10,959 Value ($000) $1,191 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 4,902 Value ($000) $487 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 5,117 Value ($000) $465 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 5,378 Value ($000) $449 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 8,104 Value ($000) $669 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	432,262	$247,622	$555.50	$469.79 - $627.50
Q3 2025	476,207	$227,222	$425.39	$381.75 - $483.95
Q2 2025	476,877	$185,127	$330.84	$264.29 - $386.62
Q1 2025	463,208	$152,766	$351.95	$315.09 - $404.98
Q4 2024	485,233	$176,023	$381.74	$351.93 - $412.27
Q3 2024	521,985	$204,159	$338.69	$301.40 - $389.91
Q2 2024	547,369	$182,329	$338.69	$308.78 - $372.10
Q1 2024	597,303	$218,870	$311.07	$268.51 - $357.70
Q4 2023	680,074	$201,077	$251.22	$216.95 - $290.10
Q3 2023	664,308	$181,356	$261.47	$229.25 - $283.47
Q2 2023	521,231	$128,249	$213.76	$195.84 - $240.81
Q1 2023	1,050,832	$121,181	$230.59	$201.84 - $253.98
Q4 2022	541,960	$129,832	$206.59	$156.72 - $232.83
Q3 2022	503,623	$82,634	$172.21	$151.58 - $189.11
Q2 2022	546,404	$97,675	$197.29	$164.98 - $221.91
Q1 2022	947,733	$211,174	$195.46	$167.60 - $214.37
Q4 2021	789,328	$163,186	$186.69	$173.30 - $200.95
Q3 2021	747,140	$143,429	$192.08	$172.62 - $206.58
Q2 2021	731,703	$159,240	$211.85	$188.71 - $226.53
Q1 2021	624,503	$144,804	$189.09	$163.90 - $217.37
Q4 2020	441,412	$80,344	$153.98	$129.92 - $167.14
Q3 2020	408,137	$60,874	$126.81	$112.24 - $141.22
Q2 2020	314,688	$39,808	$106.19	$89.90 - $125.54
Q1 2020	263,323	$30,556	$113.38	$77.78 - $132.89
Q4 2019	204,817	$30,247	$123.01	$102.69 - $131.46
Q3 2019	177,841	$22,463	$111.09	$97.87 - $122.22
Q2 2019	327,055	$44,574	$114.70	$103.20 - $125.83
Q1 2019	437,118	$59,225	$114.61	$103.38 - $123.15
Q4 2018	144,236	$18,328	$111.50	$96.19 - $135.93
Q3 2018	13,006	$1,983	$120.51	$110.40 - $134.53
Q2 2018	60,263	$8,175	$126.53	$112.48 - $137.00
Q1 2018	54,717	$8,026	$133.07	$120.49 - $146.01
Q4 2017	54,916	$8,653	$116.31	$103.45 - $133.20
Q3 2017	19,469	$2,426	$96.02	$87.71 - $104.79
Q2 2017	72,464	$7,784	$84.05	$74.79 - $89.64
Q1 2017	136,733	$12,684	$77.69	$74.24 - $81.74
Q4 2016	141,409	$13,115	$73.74	$65.47 - $79.39
Q3 2016	112,598	$9,995	$66.01	$58.78 - $71.89
Q2 2016	118,351	$8,972	$59.82	$55.25 - $64.10
Q1 2016	115,575	$8,846	$53.06	$44.66 - $61.22
Q4 2015	106,685	$7,250	$54.58	$48.84 - $59.43
Q3 2015	103,798	$6,784	$59.11	$48.76 - $65.71
Q2 2015	105,800	$8,974	$65.86	$60.39 - $68.73
Q1 2015	104,933	$8,398	$63.13	$59.48 - $69.69
Q4 2014	11,607	$1,062	$73.34	$66.42 - $80.82
Q3 2014	12,719	$1,260	$79.29	$73.57 - $83.32
Q2 2014	10,959	$1,191	$78.02	$73.19 - $81.73
Q1 2014	4,902	$487	$69.69	$63.53 - $74.44
Q4 2013	5,117	$465	$62.67	$60.17 - $67.37
Q3 2013	5,378	$449	$61.64	$58.99 - $64.50
Q2 2013	8,104	$669	$61.55	$57.61 - $65.73