CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Sumitomo Mitsui DS Asset Management Company, Ltd's Holding History (CIK: 0001411530)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 307,405 Value ($000) $176,103 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 308,035 Value ($000) $146,979 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 306,650 Value ($000) $119,045 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 290,830 Value ($000) $95,916 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 273,667 Value ($000) $99,275 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 277,926 Value ($000) $108,702 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 268,523 Value ($000) $89,445 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 260,271 Value ($000) $95,371 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 244,754 Value ($000) $72,366 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 247,390 Value ($000) $67,537 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 238,324 Value ($000) $58,640 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 229,219 Value ($000) $52,454 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 201,470 Value ($000) $48,264 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 180,987 Value ($000) $29,696 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 158,937 Value ($000) $28,412 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 142,472 Value ($000) $31,746 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 125,146 Value ($000) $25,872 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 119,731 Value ($000) $22,984 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 112,422 Value ($000) $24,466 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 105,995 Value ($000) $24,577 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 107,365 Value ($000) $19,542 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 117,962 Value ($000) $17,594 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 117,126 Value ($000) $14,816 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 105,051 Value ($000) $12,190 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 74,767 Value ($000) $11,041 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 76,747 Value ($000) $9,693 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 69,993 Value ($000) $9,539 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 76,544 Value ($000) $10,370 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 75,499 Value ($000) $9,593 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 69,186 Value ($000) $10,550 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 67,292 Value ($000) $9,129 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 64,829 Value ($000) $9,554 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 59,560 Value ($000) $9,385 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 61,092 Value ($000) $7,618 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 61,024 Value ($000) $6,557 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 62,942 Value ($000) $5,838 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 58,549 Value ($000) $5,429 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 60,823 Value ($000) $5,399 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 68,954 Value ($000) $5,227 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 71,920 Value ($000) $5,504 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 69,532 Value ($000) $4,725 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 72,900 Value ($000) $4,764 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 73,343 Value ($000) $6,220 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 81,924 Value ($000) $6,556 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 68,821 Value ($000) $6,299 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 67,596 Value ($000) $6,694 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 79,650 Value ($000) $8,655 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 94,211 Value ($000) $9,361 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 98,422 Value ($000) $8,937 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 104,696 Value ($000) $8,728 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 112,277 Value ($000) $9,261 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	307,405	$176,103	$555.50	$469.79 - $627.50
Q3 2025	308,035	$146,979	$425.39	$381.75 - $483.95
Q2 2025	306,650	$119,045	$330.84	$264.29 - $386.62
Q1 2025	290,830	$95,916	$351.95	$315.09 - $404.98
Q4 2024	273,667	$99,275	$381.74	$351.93 - $412.27
Q3 2024	277,926	$108,702	$338.69	$301.40 - $389.91
Q2 2024	268,523	$89,445	$338.69	$308.78 - $372.10
Q1 2024	260,271	$95,371	$311.07	$268.51 - $357.70
Q4 2023	244,754	$72,366	$251.22	$216.95 - $290.10
Q3 2023	247,390	$67,537	$261.47	$229.25 - $283.47
Q2 2023	238,324	$58,640	$213.76	$195.84 - $240.81
Q1 2023	229,219	$52,454	$230.59	$201.84 - $253.98
Q4 2022	201,470	$48,264	$206.59	$156.72 - $232.83
Q3 2022	180,987	$29,696	$172.21	$151.58 - $189.11
Q2 2022	158,937	$28,412	$197.29	$164.98 - $221.91
Q1 2022	142,472	$31,746	$195.46	$167.60 - $214.37
Q4 2021	125,146	$25,872	$186.69	$173.30 - $200.95
Q3 2021	119,731	$22,984	$192.08	$172.62 - $206.58
Q2 2021	112,422	$24,466	$211.85	$188.71 - $226.53
Q1 2021	105,995	$24,577	$189.09	$163.90 - $217.37
Q4 2020	107,365	$19,542	$153.98	$129.92 - $167.14
Q3 2020	117,962	$17,594	$126.81	$112.24 - $141.22
Q2 2020	117,126	$14,816	$106.19	$89.90 - $125.54
Q1 2020	105,051	$12,190	$113.38	$77.78 - $132.89
Q4 2019	74,767	$11,041	$123.01	$102.69 - $131.46
Q3 2019	76,747	$9,693	$111.09	$97.87 - $122.22
Q2 2019	69,993	$9,539	$114.70	$103.20 - $125.83
Q1 2019	76,544	$10,370	$114.61	$103.38 - $123.15
Q4 2018	75,499	$9,593	$111.50	$96.19 - $135.93
Q3 2018	69,186	$10,550	$120.51	$110.40 - $134.53
Q2 2018	67,292	$9,129	$126.53	$112.48 - $137.00
Q1 2018	64,829	$9,554	$133.07	$120.49 - $146.01
Q4 2017	59,560	$9,385	$116.31	$103.45 - $133.20
Q3 2017	61,092	$7,618	$96.02	$87.71 - $104.79
Q2 2017	61,024	$6,557	$84.05	$74.79 - $89.64
Q1 2017	62,942	$5,838	$77.69	$74.24 - $81.74
Q4 2016	58,549	$5,429	$73.74	$65.47 - $79.39
Q3 2016	60,823	$5,399	$66.01	$58.78 - $71.89
Q2 2016	68,954	$5,227	$59.82	$55.25 - $64.10
Q1 2016	71,920	$5,504	$53.06	$44.66 - $61.22
Q4 2015	69,532	$4,725	$54.58	$48.84 - $59.43
Q3 2015	72,900	$4,764	$59.11	$48.76 - $65.71
Q2 2015	73,343	$6,220	$65.86	$60.39 - $68.73
Q1 2015	81,924	$6,556	$63.13	$59.48 - $69.69
Q4 2014	68,821	$6,299	$73.34	$66.42 - $80.82
Q3 2014	67,596	$6,694	$79.29	$73.57 - $83.32
Q2 2014	79,650	$8,655	$78.02	$73.19 - $81.73
Q1 2014	94,211	$9,361	$69.69	$63.53 - $74.44
Q4 2013	98,422	$8,937	$62.67	$60.17 - $67.37
Q3 2013	104,696	$8,728	$61.64	$58.99 - $64.50
Q2 2013	112,277	$9,261	$61.55	$57.61 - $65.73