CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

CITADEL ADVISORS LLC's Holding History (CIK: 0001423053)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 326,055 Value ($000) $186,787 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 524,583 Value ($000) $250,305 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 301,187 Value ($000) $116,924 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 342,335 Value ($000) $112,902 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 80,765 Value ($000) $29,298 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 22,909 Value ($000) $8,960 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 156,780 Value ($000) $52,223 Avg Close $338.69 Range $308.78 - $372.10

Q4 2023

Shares 430,286 Value ($000) $127,223 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 27,194 Value ($000) $7,424 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 38,858 Value ($000) $9,561 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 213,663 Value ($000) $48,895 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 2,167,964 Value ($000) $519,357 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 101,393 Value ($000) $16,636 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 39,975 Value ($000) $7,146 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 103,102 Value ($000) $22,973 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 258,344 Value ($000) $53,410 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 282,676 Value ($000) $54,265 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 452,607 Value ($000) $98,501 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 241,596 Value ($000) $56,019 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 1,303,376 Value ($000) $237,241 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 202,464 Value ($000) $30,198 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 1,027,732 Value ($000) $130,008 Avg Close $106.19 Range $89.90 - $125.54

Q4 2019

Shares 286,363 Value ($000) $42,290 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 111,211 Value ($000) $14,047 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 810,993 Value ($000) $110,530 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 2,408,501 Value ($000) $326,327 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 2,067,972 Value ($000) $262,777 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 1,750,227 Value ($000) $266,892 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 3,307,339 Value ($000) $448,707 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 2,752,067 Value ($000) $405,600 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 2,345,177 Value ($000) $369,553 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 1,385,026 Value ($000) $172,727 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 2,139,094 Value ($000) $229,867 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 1,691,273 Value ($000) $156,882 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 39,210 Value ($000) $3,636 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 498,208 Value ($000) $44,226 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 140,135 Value ($000) $10,624 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 13,552 Value ($000) $1,037 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 75,169 Value ($000) $5,108 Avg Close $54.58 Range $48.84 - $59.43

Q2 2015

Shares 350,529 Value ($000) $29,732 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 718,541 Value ($000) $57,504 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 552,834 Value ($000) $50,600 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 234,685 Value ($000) $23,241 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 77,310 Value ($000) $8,401 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 231,724 Value ($000) $23,026 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 182,213 Value ($000) $16,546 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 345,802 Value ($000) $28,830 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 175,434 Value ($000) $14,472 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	326,055	$186,787	$555.50	$469.79 - $627.50
Q3 2025	524,583	$250,305	$425.39	$381.75 - $483.95
Q2 2025	301,187	$116,924	$330.84	$264.29 - $386.62
Q1 2025	342,335	$112,902	$351.95	$315.09 - $404.98
Q4 2024	80,765	$29,298	$381.74	$351.93 - $412.27
Q3 2024	22,909	$8,960	$338.69	$301.40 - $389.91
Q2 2024	156,780	$52,223	$338.69	$308.78 - $372.10
Q4 2023	430,286	$127,223	$251.22	$216.95 - $290.10
Q3 2023	27,194	$7,424	$261.47	$229.25 - $283.47
Q2 2023	38,858	$9,561	$213.76	$195.84 - $240.81
Q1 2023	213,663	$48,895	$230.59	$201.84 - $253.98
Q4 2022	2,167,964	$519,357	$206.59	$156.72 - $232.83
Q3 2022	101,393	$16,636	$172.21	$151.58 - $189.11
Q2 2022	39,975	$7,146	$197.29	$164.98 - $221.91
Q1 2022	103,102	$22,973	$195.46	$167.60 - $214.37
Q4 2021	258,344	$53,410	$186.69	$173.30 - $200.95
Q3 2021	282,676	$54,265	$192.08	$172.62 - $206.58
Q2 2021	452,607	$98,501	$211.85	$188.71 - $226.53
Q1 2021	241,596	$56,019	$189.09	$163.90 - $217.37
Q4 2020	1,303,376	$237,241	$153.98	$129.92 - $167.14
Q3 2020	202,464	$30,198	$126.81	$112.24 - $141.22
Q2 2020	1,027,732	$130,008	$106.19	$89.90 - $125.54
Q4 2019	286,363	$42,290	$123.01	$102.69 - $131.46
Q3 2019	111,211	$14,047	$111.09	$97.87 - $122.22
Q2 2019	810,993	$110,530	$114.70	$103.20 - $125.83
Q1 2019	2,408,501	$326,327	$114.61	$103.38 - $123.15
Q4 2018	2,067,972	$262,777	$111.50	$96.19 - $135.93
Q3 2018	1,750,227	$266,892	$120.51	$110.40 - $134.53
Q2 2018	3,307,339	$448,707	$126.53	$112.48 - $137.00
Q1 2018	2,752,067	$405,600	$133.07	$120.49 - $146.01
Q4 2017	2,345,177	$369,553	$116.31	$103.45 - $133.20
Q3 2017	1,385,026	$172,727	$96.02	$87.71 - $104.79
Q2 2017	2,139,094	$229,867	$84.05	$74.79 - $89.64
Q1 2017	1,691,273	$156,882	$77.69	$74.24 - $81.74
Q4 2016	39,210	$3,636	$73.74	$65.47 - $79.39
Q3 2016	498,208	$44,226	$66.01	$58.78 - $71.89
Q2 2016	140,135	$10,624	$59.82	$55.25 - $64.10
Q1 2016	13,552	$1,037	$53.06	$44.66 - $61.22
Q4 2015	75,169	$5,108	$54.58	$48.84 - $59.43
Q2 2015	350,529	$29,732	$65.86	$60.39 - $68.73
Q1 2015	718,541	$57,504	$63.13	$59.48 - $69.69
Q4 2014	552,834	$50,600	$73.34	$66.42 - $80.82
Q3 2014	234,685	$23,241	$79.29	$73.57 - $83.32
Q2 2014	77,310	$8,401	$78.02	$73.19 - $81.73
Q1 2014	231,724	$23,026	$69.69	$63.53 - $74.44
Q4 2013	182,213	$16,546	$62.67	$60.17 - $67.37
Q3 2013	345,802	$28,830	$61.64	$58.99 - $64.50
Q2 2013	175,434	$14,472	$61.55	$57.61 - $65.73