CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

O'SHAUGHNESSY ASSET MANAGEMENT, LLC's Holding History (CIK: 0001423442)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 186,094 Value ($000) $106,608 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 219,537 Value ($000) $104,752 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 227,708 Value ($000) $88,399 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 229,116 Value ($000) $75,562 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 197,515 Value ($000) $71,651 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 125,573 Value ($000) $49,469 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 85,271 Value ($000) $28,404 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 56,450 Value ($000) $20,685 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 94,747 Value ($000) $28,014 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 111,390 Value ($000) $30,409 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 105,115 Value ($000) $25,864 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 105,416 Value ($000) $24,123 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 108,729 Value ($000) $26,047 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 53,982 Value ($000) $8,857 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 52,938 Value ($000) $9,463 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 44,934 Value ($000) $10,012 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 32,962 Value ($000) $6,815 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 35,687 Value ($000) $6,857 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 92,600 Value ($000) $20,146 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 92,974 Value ($000) $21,546 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 173,411 Value ($000) $31,563 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 292,505 Value ($000) $43,656 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 346,529 Value ($000) $43,848 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 341,705 Value ($000) $39,686 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 240,907 Value ($000) $35,557 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 117,740 Value ($000) $14,872 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 1 Value ($000) $0 Avg Close $114.70 Range $103.20 - $125.83

Q3 2018

Shares 46 Value ($000) $7 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 44 Value ($000) $6 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 38 Value ($000) $6 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 4 Value ($000) $1 Avg Close $116.31 Range $103.45 - $133.20

Q4 2016

Shares 221,113 Value ($000) $24,891 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 480,888 Value ($000) $42,688 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 575,574 Value ($000) $43,634 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 581,632 Value ($000) $44,501 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 520,719 Value ($000) $35,388 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 449,942 Value ($000) $29,408 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 339,951 Value ($000) $28,835 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 214,203 Value ($000) $17,143 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 93,019 Value ($000) $8,514 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 70,870 Value ($000) $7,018 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 46,674 Value ($000) $5,072 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 612 Value ($000) $61 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 180 Value ($000) $16 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 47 Value ($000) $4 Avg Close $61.64 Range $58.99 - $64.50

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	186,094	$106,608	$555.50	$469.79 - $627.50
Q3 2025	219,537	$104,752	$425.39	$381.75 - $483.95
Q2 2025	227,708	$88,399	$330.84	$264.29 - $386.62
Q1 2025	229,116	$75,562	$351.95	$315.09 - $404.98
Q4 2024	197,515	$71,651	$381.74	$351.93 - $412.27
Q3 2024	125,573	$49,469	$338.69	$301.40 - $389.91
Q2 2024	85,271	$28,404	$338.69	$308.78 - $372.10
Q1 2024	56,450	$20,685	$311.07	$268.51 - $357.70
Q4 2023	94,747	$28,014	$251.22	$216.95 - $290.10
Q3 2023	111,390	$30,409	$261.47	$229.25 - $283.47
Q2 2023	105,115	$25,864	$213.76	$195.84 - $240.81
Q1 2023	105,416	$24,123	$230.59	$201.84 - $253.98
Q4 2022	108,729	$26,047	$206.59	$156.72 - $232.83
Q3 2022	53,982	$8,857	$172.21	$151.58 - $189.11
Q2 2022	52,938	$9,463	$197.29	$164.98 - $221.91
Q1 2022	44,934	$10,012	$195.46	$167.60 - $214.37
Q4 2021	32,962	$6,815	$186.69	$173.30 - $200.95
Q3 2021	35,687	$6,857	$192.08	$172.62 - $206.58
Q2 2021	92,600	$20,146	$211.85	$188.71 - $226.53
Q1 2021	92,974	$21,546	$189.09	$163.90 - $217.37
Q4 2020	173,411	$31,563	$153.98	$129.92 - $167.14
Q3 2020	292,505	$43,656	$126.81	$112.24 - $141.22
Q2 2020	346,529	$43,848	$106.19	$89.90 - $125.54
Q1 2020	341,705	$39,686	$113.38	$77.78 - $132.89
Q4 2019	240,907	$35,557	$123.01	$102.69 - $131.46
Q3 2019	117,740	$14,872	$111.09	$97.87 - $122.22
Q2 2019	1	$0	$114.70	$103.20 - $125.83
Q3 2018	46	$7	$120.51	$110.40 - $134.53
Q2 2018	44	$6	$126.53	$112.48 - $137.00
Q1 2018	38	$6	$133.07	$120.49 - $146.01
Q4 2017	4	$1	$116.31	$103.45 - $133.20
Q4 2016	221,113	$24,891	$73.74	$65.47 - $79.39
Q3 2016	480,888	$42,688	$66.01	$58.78 - $71.89
Q2 2016	575,574	$43,634	$59.82	$55.25 - $64.10
Q1 2016	581,632	$44,501	$53.06	$44.66 - $61.22
Q4 2015	520,719	$35,388	$54.58	$48.84 - $59.43
Q3 2015	449,942	$29,408	$59.11	$48.76 - $65.71
Q2 2015	339,951	$28,835	$65.86	$60.39 - $68.73
Q1 2015	214,203	$17,143	$63.13	$59.48 - $69.69
Q4 2014	93,019	$8,514	$73.34	$66.42 - $80.82
Q3 2014	70,870	$7,018	$79.29	$73.57 - $83.32
Q2 2014	46,674	$5,072	$78.02	$73.19 - $81.73
Q1 2014	612	$61	$69.69	$63.53 - $74.44
Q4 2013	180	$16	$62.67	$60.17 - $67.37
Q3 2013	47	$4	$61.64	$58.99 - $64.50