CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Voya Financial Advisors, Inc.'s Holding History (CIK: 0001424367)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 12,519 Value ($000) $2,918 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 21,988 Value ($000) $3,959 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 23,106 Value ($000) $3,406 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 23,624 Value ($000) $2,959 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 22,717 Value ($000) $2,538 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 12,504 Value ($000) $1,845 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 12,527 Value ($000) $1,586 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 14,826 Value ($000) $2,009 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 15,685 Value ($000) $2,076 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 16,701 Value ($000) $2,098 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 14,705 Value ($000) $2,242 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 14,663 Value ($000) $1,994 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 13,823 Value ($000) $2,007 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 11,840 Value ($000) $1,875 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 11,569 Value ($000) $1,449 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 10,864 Value ($000) $1,148 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 10,560 Value ($000) $981 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 11,173 Value ($000) $1,042 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 11,562 Value ($000) $1,011 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 11,514 Value ($000) $855 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 10,666 Value ($000) $816 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 14,149 Value ($000) $972 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 11,282 Value ($000) $726 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 10,091 Value ($000) $861 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 9,783 Value ($000) $796 Avg Close $63.13 Range $59.48 - $69.69

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	12,519	$2,918	$189.09	$163.90 - $217.37
Q4 2020	21,988	$3,959	$153.98	$129.92 - $167.14
Q3 2020	23,106	$3,406	$126.81	$112.24 - $141.22
Q2 2020	23,624	$2,959	$106.19	$89.90 - $125.54
Q1 2020	22,717	$2,538	$113.38	$77.78 - $132.89
Q4 2019	12,504	$1,845	$123.01	$102.69 - $131.46
Q3 2019	12,527	$1,586	$111.09	$97.87 - $122.22
Q2 2019	14,826	$2,009	$114.70	$103.20 - $125.83
Q1 2019	15,685	$2,076	$114.61	$103.38 - $123.15
Q4 2018	16,701	$2,098	$111.50	$96.19 - $135.93
Q3 2018	14,705	$2,242	$120.51	$110.40 - $134.53
Q2 2018	14,663	$1,994	$126.53	$112.48 - $137.00
Q1 2018	13,823	$2,007	$133.07	$120.49 - $146.01
Q4 2017	11,840	$1,875	$116.31	$103.45 - $133.20
Q3 2017	11,569	$1,449	$96.02	$87.71 - $104.79
Q2 2017	10,864	$1,148	$84.05	$74.79 - $89.64
Q1 2017	10,560	$981	$77.69	$74.24 - $81.74
Q4 2016	11,173	$1,042	$73.74	$65.47 - $79.39
Q3 2016	11,562	$1,011	$66.01	$58.78 - $71.89
Q2 2016	11,514	$855	$59.82	$55.25 - $64.10
Q1 2016	10,666	$816	$53.06	$44.66 - $61.22
Q4 2015	14,149	$972	$54.58	$48.84 - $59.43
Q3 2015	11,282	$726	$59.11	$48.76 - $65.71
Q2 2015	10,091	$861	$65.86	$60.39 - $68.73
Q1 2015	9,783	$796	$63.13	$59.48 - $69.69