CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

GFS Advisors, LLC's Holding History (CIK: 0001427263)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 12,855 Value ($000) $1,141 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 79,265 Value ($000) $6,009 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 64,350 Value ($000) $4,925 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 57,680 Value ($000) $3,920 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 50,880 Value ($000) $3,326 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 50,880 Value ($000) $4,316 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 51,430 Value ($000) $4,116 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 14,430 Value ($000) $1,321 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 14,430 Value ($000) $1,429 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 26,030 Value ($000) $2,829 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 29,630 Value ($000) $2,945 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 71,080 Value ($000) $6,455 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 67,065 Value ($000) $5,593 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 65,265 Value ($000) $5,384 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	12,855	$1,141	$66.01	$58.78 - $71.89
Q2 2016	79,265	$6,009	$59.82	$55.25 - $64.10
Q1 2016	64,350	$4,925	$53.06	$44.66 - $61.22
Q4 2015	57,680	$3,920	$54.58	$48.84 - $59.43
Q3 2015	50,880	$3,326	$59.11	$48.76 - $65.71
Q2 2015	50,880	$4,316	$65.86	$60.39 - $68.73
Q1 2015	51,430	$4,116	$63.13	$59.48 - $69.69
Q4 2014	14,430	$1,321	$73.34	$66.42 - $80.82
Q3 2014	14,430	$1,429	$79.29	$73.57 - $83.32
Q2 2014	26,030	$2,829	$78.02	$73.19 - $81.73
Q1 2014	29,630	$2,945	$69.69	$63.53 - $74.44
Q4 2013	71,080	$6,455	$62.67	$60.17 - $67.37
Q3 2013	67,065	$5,593	$61.64	$58.99 - $64.50
Q2 2013	65,265	$5,384	$61.55	$57.61 - $65.73