CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

LS Investment Advisors, LLC's Holding History (CIK: 0001455845)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 33,030 Value ($000) $18,922 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 35,102 Value ($000) $16,749 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 37,796 Value ($000) $14,673 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 38,009 Value ($000) $12,535 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 37,920 Value ($000) $13,756 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 38,350 Value ($000) $14,999 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 38,569 Value ($000) $12,847 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 39,250 Value ($000) $14,382 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 38,856 Value ($000) $11,489 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 39,127 Value ($000) $10,682 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 39,832 Value ($000) $9,801 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 39,659 Value ($000) $9,076 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 40,498 Value ($000) $9,702 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 41,657 Value ($000) $6,835 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 38,742 Value ($000) $6,926 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 36,402 Value ($000) $8,111 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 6,042 Value ($000) $1,249 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 7,304 Value ($000) $1,402 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 7,604 Value ($000) $1,655 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 44,987 Value ($000) $10,431 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 49,705 Value ($000) $9,047 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 51,769 Value ($000) $7,721 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 50,603 Value ($000) $6,401 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 48,537 Value ($000) $5,632 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 53,670 Value ($000) $7,926 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 50,756 Value ($000) $6,411 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 47,930 Value ($000) $6,532 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 45,337 Value ($000) $6,143 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 24,274 Value ($000) $3,084 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 23,608 Value ($000) $3,600 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 23,925 Value ($000) $3,246 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 24,724 Value ($000) $3,644 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 25,526 Value ($000) $4,022 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 25,936 Value ($000) $3,234 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 26,554 Value ($000) $2,853 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 27,064 Value ($000) $2,510 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 26,577 Value ($000) $2,465 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 25,708 Value ($000) $2,282 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 27,460 Value ($000) $2,082 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 26,727 Value ($000) $2,046 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 26,563 Value ($000) $1,805 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 25,982 Value ($000) $1,698 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 25,174 Value ($000) $2,135 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 24,102 Value ($000) $1,929 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 17,323 Value ($000) $1,586 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 16,978 Value ($000) $1,681 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 16,114 Value ($000) $1,751 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 17,772 Value ($000) $1,766 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 10,176 Value ($000) $924 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 9,953 Value ($000) $830 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 7,233 Value ($000) $597 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	33,030	$18,922	$555.50	$469.79 - $627.50
Q3 2025	35,102	$16,749	$425.39	$381.75 - $483.95
Q2 2025	37,796	$14,673	$330.84	$264.29 - $386.62
Q1 2025	38,009	$12,535	$351.95	$315.09 - $404.98
Q4 2024	37,920	$13,756	$381.74	$351.93 - $412.27
Q3 2024	38,350	$14,999	$338.69	$301.40 - $389.91
Q2 2024	38,569	$12,847	$338.69	$308.78 - $372.10
Q1 2024	39,250	$14,382	$311.07	$268.51 - $357.70
Q4 2023	38,856	$11,489	$251.22	$216.95 - $290.10
Q3 2023	39,127	$10,682	$261.47	$229.25 - $283.47
Q2 2023	39,832	$9,801	$213.76	$195.84 - $240.81
Q1 2023	39,659	$9,076	$230.59	$201.84 - $253.98
Q4 2022	40,498	$9,702	$206.59	$156.72 - $232.83
Q3 2022	41,657	$6,835	$172.21	$151.58 - $189.11
Q2 2022	38,742	$6,926	$197.29	$164.98 - $221.91
Q1 2022	36,402	$8,111	$195.46	$167.60 - $214.37
Q4 2021	6,042	$1,249	$186.69	$173.30 - $200.95
Q3 2021	7,304	$1,402	$192.08	$172.62 - $206.58
Q2 2021	7,604	$1,655	$211.85	$188.71 - $226.53
Q1 2021	44,987	$10,431	$189.09	$163.90 - $217.37
Q4 2020	49,705	$9,047	$153.98	$129.92 - $167.14
Q3 2020	51,769	$7,721	$126.81	$112.24 - $141.22
Q2 2020	50,603	$6,401	$106.19	$89.90 - $125.54
Q1 2020	48,537	$5,632	$113.38	$77.78 - $132.89
Q4 2019	53,670	$7,926	$123.01	$102.69 - $131.46
Q3 2019	50,756	$6,411	$111.09	$97.87 - $122.22
Q2 2019	47,930	$6,532	$114.70	$103.20 - $125.83
Q1 2019	45,337	$6,143	$114.61	$103.38 - $123.15
Q4 2018	24,274	$3,084	$111.50	$96.19 - $135.93
Q3 2018	23,608	$3,600	$120.51	$110.40 - $134.53
Q2 2018	23,925	$3,246	$126.53	$112.48 - $137.00
Q1 2018	24,724	$3,644	$133.07	$120.49 - $146.01
Q4 2017	25,526	$4,022	$116.31	$103.45 - $133.20
Q3 2017	25,936	$3,234	$96.02	$87.71 - $104.79
Q2 2017	26,554	$2,853	$84.05	$74.79 - $89.64
Q1 2017	27,064	$2,510	$77.69	$74.24 - $81.74
Q4 2016	26,577	$2,465	$73.74	$65.47 - $79.39
Q3 2016	25,708	$2,282	$66.01	$58.78 - $71.89
Q2 2016	27,460	$2,082	$59.82	$55.25 - $64.10
Q1 2016	26,727	$2,046	$53.06	$44.66 - $61.22
Q4 2015	26,563	$1,805	$54.58	$48.84 - $59.43
Q3 2015	25,982	$1,698	$59.11	$48.76 - $65.71
Q2 2015	25,174	$2,135	$65.86	$60.39 - $68.73
Q1 2015	24,102	$1,929	$63.13	$59.48 - $69.69
Q4 2014	17,323	$1,586	$73.34	$66.42 - $80.82
Q3 2014	16,978	$1,681	$79.29	$73.57 - $83.32
Q2 2014	16,114	$1,751	$78.02	$73.19 - $81.73
Q1 2014	17,772	$1,766	$69.69	$63.53 - $74.44
Q4 2013	10,176	$924	$62.67	$60.17 - $67.37
Q3 2013	9,953	$830	$61.64	$58.99 - $64.50
Q2 2013	7,233	$597	$61.55	$57.61 - $65.73