CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

HighTower Advisors, LLC's Holding History (CIK: 0001462245)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 632,814 Value ($000) $362,520 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 662,733 Value ($000) $316,227 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 666,319 Value ($000) $258,672 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 646,194 Value ($000) $213,115 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 653,925 Value ($000) $237,218 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 503,020 Value ($000) $196,827 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 476,097 Value ($000) $158,634 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 468,514 Value ($000) $171,602 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 504,780 Value ($000) $149,313 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 495,940 Value ($000) $135,335 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 477,294 Value ($000) $117,290 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 462,820 Value ($000) $105,912 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 502,012 Value ($000) $120,305 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 424,088 Value ($000) $69,522 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 410,158 Value ($000) $73,427 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 402,466 Value ($000) $89,613 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 404,514 Value ($000) $83,550 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 375,961 Value ($000) $72,223 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 369,409 Value ($000) $80,441 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 362,443 Value ($000) $84,012 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 381,693 Value ($000) $69,448 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 344,687 Value ($000) $51,309 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 311,582 Value ($000) $39,475 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 316,168 Value ($000) $36,658 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 300,174 Value ($000) $44,246 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 288,298 Value ($000) $36,462 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 273,384 Value ($000) $37,235 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 270,361 Value ($000) $36,632 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 283,952 Value ($000) $36,156 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 270,641 Value ($000) $41,259 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 285,582 Value ($000) $38,736 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 286,233 Value ($000) $42,144 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 311,986 Value ($000) $49,202 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 323,793 Value ($000) $40,274 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 327,012 Value ($000) $35,096 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 317,318 Value ($000) $29,477 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 353,652 Value ($000) $32,834 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 345,690 Value ($000) $30,722 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 344,016 Value ($000) $26,124 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 340,769 Value ($000) $26,117 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 187,011 Value ($000) $12,729 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 232,585 Value ($000) $15,228 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 79,480 Value ($000) $6,758 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 187,002 Value ($000) $14,971 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 112,926 Value ($000) $10,336 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 75,455 Value ($000) $7,473 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 93,826 Value ($000) $10,196 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 97,006 Value ($000) $9,629 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 100,315 Value ($000) $9,110 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 34,732 Value ($000) $2,897 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 49,491 Value ($000) $4,083 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	632,814	$362,520	$555.50	$469.79 - $627.50
Q3 2025	662,733	$316,227	$425.39	$381.75 - $483.95
Q2 2025	666,319	$258,672	$330.84	$264.29 - $386.62
Q1 2025	646,194	$213,115	$351.95	$315.09 - $404.98
Q4 2024	653,925	$237,218	$381.74	$351.93 - $412.27
Q3 2024	503,020	$196,827	$338.69	$301.40 - $389.91
Q2 2024	476,097	$158,634	$338.69	$308.78 - $372.10
Q1 2024	468,514	$171,602	$311.07	$268.51 - $357.70
Q4 2023	504,780	$149,313	$251.22	$216.95 - $290.10
Q3 2023	495,940	$135,335	$261.47	$229.25 - $283.47
Q2 2023	477,294	$117,290	$213.76	$195.84 - $240.81
Q1 2023	462,820	$105,912	$230.59	$201.84 - $253.98
Q4 2022	502,012	$120,305	$206.59	$156.72 - $232.83
Q3 2022	424,088	$69,522	$172.21	$151.58 - $189.11
Q2 2022	410,158	$73,427	$197.29	$164.98 - $221.91
Q1 2022	402,466	$89,613	$195.46	$167.60 - $214.37
Q4 2021	404,514	$83,550	$186.69	$173.30 - $200.95
Q3 2021	375,961	$72,223	$192.08	$172.62 - $206.58
Q2 2021	369,409	$80,441	$211.85	$188.71 - $226.53
Q1 2021	362,443	$84,012	$189.09	$163.90 - $217.37
Q4 2020	381,693	$69,448	$153.98	$129.92 - $167.14
Q3 2020	344,687	$51,309	$126.81	$112.24 - $141.22
Q2 2020	311,582	$39,475	$106.19	$89.90 - $125.54
Q1 2020	316,168	$36,658	$113.38	$77.78 - $132.89
Q4 2019	300,174	$44,246	$123.01	$102.69 - $131.46
Q3 2019	288,298	$36,462	$111.09	$97.87 - $122.22
Q2 2019	273,384	$37,235	$114.70	$103.20 - $125.83
Q1 2019	270,361	$36,632	$114.61	$103.38 - $123.15
Q4 2018	283,952	$36,156	$111.50	$96.19 - $135.93
Q3 2018	270,641	$41,259	$120.51	$110.40 - $134.53
Q2 2018	285,582	$38,736	$126.53	$112.48 - $137.00
Q1 2018	286,233	$42,144	$133.07	$120.49 - $146.01
Q4 2017	311,986	$49,202	$116.31	$103.45 - $133.20
Q3 2017	323,793	$40,274	$96.02	$87.71 - $104.79
Q2 2017	327,012	$35,096	$84.05	$74.79 - $89.64
Q1 2017	317,318	$29,477	$77.69	$74.24 - $81.74
Q4 2016	353,652	$32,834	$73.74	$65.47 - $79.39
Q3 2016	345,690	$30,722	$66.01	$58.78 - $71.89
Q2 2016	344,016	$26,124	$59.82	$55.25 - $64.10
Q1 2016	340,769	$26,117	$53.06	$44.66 - $61.22
Q4 2015	187,011	$12,729	$54.58	$48.84 - $59.43
Q3 2015	232,585	$15,228	$59.11	$48.76 - $65.71
Q2 2015	79,480	$6,758	$65.86	$60.39 - $68.73
Q1 2015	187,002	$14,971	$63.13	$59.48 - $69.69
Q4 2014	112,926	$10,336	$73.34	$66.42 - $80.82
Q3 2014	75,455	$7,473	$79.29	$73.57 - $83.32
Q2 2014	93,826	$10,196	$78.02	$73.19 - $81.73
Q1 2014	97,006	$9,629	$69.69	$63.53 - $74.44
Q4 2013	100,315	$9,110	$62.67	$60.17 - $67.37
Q3 2013	34,732	$2,897	$61.64	$58.99 - $64.50
Q2 2013	49,491	$4,083	$61.55	$57.61 - $65.73