CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

UNITED CAPITAL FINANCIAL ADVISORS, LLC's Holding History (CIK: 0001463217)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 44,190 Value ($000) $25,315 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 45,003 Value ($000) $21,473 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 46,785 Value ($000) $18,162 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 48,521 Value ($000) $16,002 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 49,888 Value ($000) $18,097 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 52,169 Value ($000) $20,404 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 53,091 Value ($000) $17,685 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 58,117 Value ($000) $21,296 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 70,289 Value ($000) $20,782 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 151,915 Value ($000) $41,473 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 160,879 Value ($000) $39,584 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 162,041 Value ($000) $37,081 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 171,060 Value ($000) $40,979 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 168,135 Value ($000) $27,588 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 168,009 Value ($000) $30,033 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 165,103 Value ($000) $36,788 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 160,047 Value ($000) $33,088 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 159,219 Value ($000) $30,565 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 155,203 Value ($000) $33,777 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 156,680 Value ($000) $36,329 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 157,641 Value ($000) $28,694 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 159,769 Value ($000) $23,829 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 75,076 Value ($000) $9,497 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 79,925 Value ($000) $9,275 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 84,545 Value ($000) $12,486 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 77,934 Value ($000) $9,844 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 226,121 Value ($000) $30,818 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 342,354 Value ($000) $46,386 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 64,662 Value ($000) $8,217 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 40,353 Value ($000) $6,153 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 41,245 Value ($000) $5,596 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 40,308 Value ($000) $5,941 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 156,119 Value ($000) $24,732 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 155,969 Value ($000) $19,451 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 156,645 Value ($000) $16,833 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 153,934 Value ($000) $14,279 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 160,324 Value ($000) $14,868 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 162,452 Value ($000) $14,421 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 157,060 Value ($000) $11,937 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 153,947 Value ($000) $11,783 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 143,846 Value ($000) $9,776 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 144,109 Value ($000) $9,419 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 24,615 Value ($000) $2,088 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 27,364 Value ($000) $2,377 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 29,850 Value ($000) $2,732 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 26,346 Value ($000) $2,609 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 35,727 Value ($000) $3,882 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 80,059 Value ($000) $7,955 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 61,849 Value ($000) $5,617 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 21,422 Value ($000) $1,787 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 90,978 Value ($000) $7,505 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	44,190	$25,315	$555.50	$469.79 - $627.50
Q3 2025	45,003	$21,473	$425.39	$381.75 - $483.95
Q2 2025	46,785	$18,162	$330.84	$264.29 - $386.62
Q1 2025	48,521	$16,002	$351.95	$315.09 - $404.98
Q4 2024	49,888	$18,097	$381.74	$351.93 - $412.27
Q3 2024	52,169	$20,404	$338.69	$301.40 - $389.91
Q2 2024	53,091	$17,685	$338.69	$308.78 - $372.10
Q1 2024	58,117	$21,296	$311.07	$268.51 - $357.70
Q4 2023	70,289	$20,782	$251.22	$216.95 - $290.10
Q3 2023	151,915	$41,473	$261.47	$229.25 - $283.47
Q2 2023	160,879	$39,584	$213.76	$195.84 - $240.81
Q1 2023	162,041	$37,081	$230.59	$201.84 - $253.98
Q4 2022	171,060	$40,979	$206.59	$156.72 - $232.83
Q3 2022	168,135	$27,588	$172.21	$151.58 - $189.11
Q2 2022	168,009	$30,033	$197.29	$164.98 - $221.91
Q1 2022	165,103	$36,788	$195.46	$167.60 - $214.37
Q4 2021	160,047	$33,088	$186.69	$173.30 - $200.95
Q3 2021	159,219	$30,565	$192.08	$172.62 - $206.58
Q2 2021	155,203	$33,777	$211.85	$188.71 - $226.53
Q1 2021	156,680	$36,329	$189.09	$163.90 - $217.37
Q4 2020	157,641	$28,694	$153.98	$129.92 - $167.14
Q3 2020	159,769	$23,829	$126.81	$112.24 - $141.22
Q2 2020	75,076	$9,497	$106.19	$89.90 - $125.54
Q1 2020	79,925	$9,275	$113.38	$77.78 - $132.89
Q4 2019	84,545	$12,486	$123.01	$102.69 - $131.46
Q3 2019	77,934	$9,844	$111.09	$97.87 - $122.22
Q2 2019	226,121	$30,818	$114.70	$103.20 - $125.83
Q1 2019	342,354	$46,386	$114.61	$103.38 - $123.15
Q4 2018	64,662	$8,217	$111.50	$96.19 - $135.93
Q3 2018	40,353	$6,153	$120.51	$110.40 - $134.53
Q2 2018	41,245	$5,596	$126.53	$112.48 - $137.00
Q1 2018	40,308	$5,941	$133.07	$120.49 - $146.01
Q4 2017	156,119	$24,732	$116.31	$103.45 - $133.20
Q3 2017	155,969	$19,451	$96.02	$87.71 - $104.79
Q2 2017	156,645	$16,833	$84.05	$74.79 - $89.64
Q1 2017	153,934	$14,279	$77.69	$74.24 - $81.74
Q4 2016	160,324	$14,868	$73.74	$65.47 - $79.39
Q3 2016	162,452	$14,421	$66.01	$58.78 - $71.89
Q2 2016	157,060	$11,937	$59.82	$55.25 - $64.10
Q1 2016	153,947	$11,783	$53.06	$44.66 - $61.22
Q4 2015	143,846	$9,776	$54.58	$48.84 - $59.43
Q3 2015	144,109	$9,419	$59.11	$48.76 - $65.71
Q2 2015	24,615	$2,088	$65.86	$60.39 - $68.73
Q1 2015	27,364	$2,377	$63.13	$59.48 - $69.69
Q4 2014	29,850	$2,732	$73.34	$66.42 - $80.82
Q3 2014	26,346	$2,609	$79.29	$73.57 - $83.32
Q2 2014	35,727	$3,882	$78.02	$73.19 - $81.73
Q1 2014	80,059	$7,955	$69.69	$63.53 - $74.44
Q4 2013	61,849	$5,617	$62.67	$60.17 - $67.37
Q3 2013	21,422	$1,787	$61.64	$58.99 - $64.50
Q2 2013	90,978	$7,505	$61.55	$57.61 - $65.73