CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018

Shares 1,908 Value ($000) $270 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 1,974 Value ($000) $291 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 2,459 Value ($000) $387 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 2,716 Value ($000) $339 Avg Close $96.02 Range $87.71 - $104.79

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2018	1,908	$270	$126.53	$112.48 - $137.00
Q1 2018	1,974	$291	$133.07	$120.49 - $146.01
Q4 2017	2,459	$387	$116.31	$103.45 - $133.20
Q3 2017	2,716	$339	$96.02	$87.71 - $104.79