CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 8,843 Value ($000) $5,066 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 8,897 Value ($000) $4,245 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 8,999 Value ($000) $3,493 Avg Close $330.84 Range $264.29 - $386.62

Q4 2024

Shares 29,096 Value ($000) $10,555 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 35,793 Value ($000) $13,999 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 41,668 Value ($000) $13,879 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 39,548 Value ($000) $10,797 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 38,678 Value ($000) $11,436 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 39,548 Value ($000) $10,797 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 107,001 Value ($000) $26,328 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 39,362 Value ($000) $9,007 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 24,080 Value ($000) $5,769 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 24,318 Value ($000) $3,991 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 25,284 Value ($000) $4,521 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 23,912 Value ($000) $5,329 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 63,269 Value ($000) $13,081 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 19,350 Value ($000) $3,723 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 19,507 Value ($000) $4,252 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 18,933 Value ($000) $4,370 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 15,166 Value ($000) $2,763 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 22,878 Value ($000) $3,387 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 21,992 Value ($000) $2,783 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 28,762 Value ($000) $3,338 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 22,484 Value ($000) $3,321 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 17,817 Value ($000) $2,251 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 9,800 Value ($000) $1,337 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 8,805 Value ($000) $1,194 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 7,284 Value ($000) $926 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 8,213 Value ($000) $1,254 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 8,747 Value ($000) $1,188 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 6,802 Value ($000) $1,003 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 6,335 Value ($000) $999 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 5,909 Value ($000) $739 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 5,168 Value ($000) $557 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 5,461 Value ($000) $508 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 5,770 Value ($000) $536 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 5,464 Value ($000) $486 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 5,461 Value ($000) $415 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 5,729 Value ($000) $439 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 8,266 Value ($000) $562 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 17,067 Value ($000) $1,117 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 13,371 Value ($000) $1,136 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 17,172 Value ($000) $1,374 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 25,270 Value ($000) $15,194 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 12,835 Value ($000) $1,271 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 31,698 Value ($000) $1,918,092 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 14,307 Value ($000) $1,422 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 17,245 Value ($000) $1,566 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 15,283 Value ($000) $1,275 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 10,255 Value ($000) $846 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	8,843	$5,066	$555.50	$469.79 - $627.50
Q3 2025	8,897	$4,245	$425.39	$381.75 - $483.95
Q2 2025	8,999	$3,493	$330.84	$264.29 - $386.62
Q4 2024	29,096	$10,555	$381.74	$351.93 - $412.27
Q3 2024	35,793	$13,999	$338.69	$301.40 - $389.91
Q2 2024	41,668	$13,879	$338.69	$308.78 - $372.10
Q1 2024	39,548	$10,797	$311.07	$268.51 - $357.70
Q4 2023	38,678	$11,436	$251.22	$216.95 - $290.10
Q3 2023	39,548	$10,797	$261.47	$229.25 - $283.47
Q2 2023	107,001	$26,328	$213.76	$195.84 - $240.81
Q1 2023	39,362	$9,007	$230.59	$201.84 - $253.98
Q4 2022	24,080	$5,769	$206.59	$156.72 - $232.83
Q3 2022	24,318	$3,991	$172.21	$151.58 - $189.11
Q2 2022	25,284	$4,521	$197.29	$164.98 - $221.91
Q1 2022	23,912	$5,329	$195.46	$167.60 - $214.37
Q4 2021	63,269	$13,081	$186.69	$173.30 - $200.95
Q3 2021	19,350	$3,723	$192.08	$172.62 - $206.58
Q2 2021	19,507	$4,252	$211.85	$188.71 - $226.53
Q1 2021	18,933	$4,370	$189.09	$163.90 - $217.37
Q4 2020	15,166	$2,763	$153.98	$129.92 - $167.14
Q3 2020	22,878	$3,387	$126.81	$112.24 - $141.22
Q2 2020	21,992	$2,783	$106.19	$89.90 - $125.54
Q1 2020	28,762	$3,338	$113.38	$77.78 - $132.89
Q4 2019	22,484	$3,321	$123.01	$102.69 - $131.46
Q3 2019	17,817	$2,251	$111.09	$97.87 - $122.22
Q2 2019	9,800	$1,337	$114.70	$103.20 - $125.83
Q1 2019	8,805	$1,194	$114.61	$103.38 - $123.15
Q4 2018	7,284	$926	$111.50	$96.19 - $135.93
Q3 2018	8,213	$1,254	$120.51	$110.40 - $134.53
Q2 2018	8,747	$1,188	$126.53	$112.48 - $137.00
Q1 2018	6,802	$1,003	$133.07	$120.49 - $146.01
Q4 2017	6,335	$999	$116.31	$103.45 - $133.20
Q3 2017	5,909	$739	$96.02	$87.71 - $104.79
Q2 2017	5,168	$557	$84.05	$74.79 - $89.64
Q1 2017	5,461	$508	$77.69	$74.24 - $81.74
Q4 2016	5,770	$536	$73.74	$65.47 - $79.39
Q3 2016	5,464	$486	$66.01	$58.78 - $71.89
Q2 2016	5,461	$415	$59.82	$55.25 - $64.10
Q1 2016	5,729	$439	$53.06	$44.66 - $61.22
Q4 2015	8,266	$562	$54.58	$48.84 - $59.43
Q3 2015	17,067	$1,117	$59.11	$48.76 - $65.71
Q2 2015	13,371	$1,136	$65.86	$60.39 - $68.73
Q1 2015	17,172	$1,374	$63.13	$59.48 - $69.69
Q4 2014	25,270	$15,194	$73.34	$66.42 - $80.82
Q3 2014	12,835	$1,271	$79.29	$73.57 - $83.32
Q2 2014	31,698	$1,918,092	$78.02	$73.19 - $81.73
Q1 2014	14,307	$1,422	$69.69	$63.53 - $74.44
Q4 2013	17,245	$1,566	$62.67	$60.17 - $67.37
Q3 2013	15,283	$1,275	$61.64	$58.99 - $64.50
Q2 2013	10,255	$846	$61.55	$57.61 - $65.73