CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

NEUBERGER BERMAN GROUP LLC's Holding History (CIK: 0001465109)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 850,225 Value ($000) $487,133 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 858,479 Value ($000) $409,554 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 895,804 Value ($000) $347,714 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 1,051,592 Value ($000) $346,939 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 1,073,727 Value ($000) $389,512 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 1,072,369 Value ($000) $419,428 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 505,251 Value ($000) $168,299 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 555,272 Value ($000) $203,468 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 549,698 Value ($000) $162,529 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 557,257 Value ($000) $152,131 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 837,491 Value ($000) $205,901 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 1,535,302 Value ($000) $350,941 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 1,353,507 Value ($000) $324,307 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 452,533 Value ($000) $74,507 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 651,276 Value ($000) $117,140 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 865,894 Value ($000) $192,956 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 1,229,797 Value ($000) $252,650 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 855,460 Value ($000) $163,274 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 826,885 Value ($000) $179,145 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 974,765 Value ($000) $225,543 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 976,430 Value ($000) $177,588 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 831,707 Value ($000) $124,001 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 801,436 Value ($000) $101,362 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 715,366 Value ($000) $83,021 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 578,861 Value ($000) $85,495 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 17,495 Value ($000) $2,210 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 15,453 Value ($000) $2,106 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 182,957 Value ($000) $24,789 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 24,798 Value ($000) $3,151 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 133,457 Value ($000) $20,351 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 24,815 Value ($000) $3,366 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 25,122 Value ($000) $3,703 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 31,026 Value ($000) $4,889 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 43,105 Value ($000) $5,376 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 194,541 Value ($000) $20,905 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 284,151 Value ($000) $26,358 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 476,449 Value ($000) $44,186 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 521,552 Value ($000) $46,298 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 854,402 Value ($000) $64,772 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 947,449 Value ($000) $72,518 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 848,034 Value ($000) $57,632 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 40,514 Value ($000) $2,648 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 95,218 Value ($000) $8,076 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 215,965 Value ($000) $17,284 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 242,027 Value ($000) $22,152 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 262,130 Value ($000) $25,959 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 266,889 Value ($000) $29,003 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 285,316 Value ($000) $28,351 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 246,200 Value ($000) $22,357 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 51,984 Value ($000) $4,335 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 70,372 Value ($000) $5,805 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	850,225	$487,133	$555.50	$469.79 - $627.50
Q3 2025	858,479	$409,554	$425.39	$381.75 - $483.95
Q2 2025	895,804	$347,714	$330.84	$264.29 - $386.62
Q1 2025	1,051,592	$346,939	$351.95	$315.09 - $404.98
Q4 2024	1,073,727	$389,512	$381.74	$351.93 - $412.27
Q3 2024	1,072,369	$419,428	$338.69	$301.40 - $389.91
Q2 2024	505,251	$168,299	$338.69	$308.78 - $372.10
Q1 2024	555,272	$203,468	$311.07	$268.51 - $357.70
Q4 2023	549,698	$162,529	$251.22	$216.95 - $290.10
Q3 2023	557,257	$152,131	$261.47	$229.25 - $283.47
Q2 2023	837,491	$205,901	$213.76	$195.84 - $240.81
Q1 2023	1,535,302	$350,941	$230.59	$201.84 - $253.98
Q4 2022	1,353,507	$324,307	$206.59	$156.72 - $232.83
Q3 2022	452,533	$74,507	$172.21	$151.58 - $189.11
Q2 2022	651,276	$117,140	$197.29	$164.98 - $221.91
Q1 2022	865,894	$192,956	$195.46	$167.60 - $214.37
Q4 2021	1,229,797	$252,650	$186.69	$173.30 - $200.95
Q3 2021	855,460	$163,274	$192.08	$172.62 - $206.58
Q2 2021	826,885	$179,145	$211.85	$188.71 - $226.53
Q1 2021	974,765	$225,543	$189.09	$163.90 - $217.37
Q4 2020	976,430	$177,588	$153.98	$129.92 - $167.14
Q3 2020	831,707	$124,001	$126.81	$112.24 - $141.22
Q2 2020	801,436	$101,362	$106.19	$89.90 - $125.54
Q1 2020	715,366	$83,021	$113.38	$77.78 - $132.89
Q4 2019	578,861	$85,495	$123.01	$102.69 - $131.46
Q3 2019	17,495	$2,210	$111.09	$97.87 - $122.22
Q2 2019	15,453	$2,106	$114.70	$103.20 - $125.83
Q1 2019	182,957	$24,789	$114.61	$103.38 - $123.15
Q4 2018	24,798	$3,151	$111.50	$96.19 - $135.93
Q3 2018	133,457	$20,351	$120.51	$110.40 - $134.53
Q2 2018	24,815	$3,366	$126.53	$112.48 - $137.00
Q1 2018	25,122	$3,703	$133.07	$120.49 - $146.01
Q4 2017	31,026	$4,889	$116.31	$103.45 - $133.20
Q3 2017	43,105	$5,376	$96.02	$87.71 - $104.79
Q2 2017	194,541	$20,905	$84.05	$74.79 - $89.64
Q1 2017	284,151	$26,358	$77.69	$74.24 - $81.74
Q4 2016	476,449	$44,186	$73.74	$65.47 - $79.39
Q3 2016	521,552	$46,298	$66.01	$58.78 - $71.89
Q2 2016	854,402	$64,772	$59.82	$55.25 - $64.10
Q1 2016	947,449	$72,518	$53.06	$44.66 - $61.22
Q4 2015	848,034	$57,632	$54.58	$48.84 - $59.43
Q3 2015	40,514	$2,648	$59.11	$48.76 - $65.71
Q2 2015	95,218	$8,076	$65.86	$60.39 - $68.73
Q1 2015	215,965	$17,284	$63.13	$59.48 - $69.69
Q4 2014	242,027	$22,152	$73.34	$66.42 - $80.82
Q3 2014	262,130	$25,959	$79.29	$73.57 - $83.32
Q2 2014	266,889	$29,003	$78.02	$73.19 - $81.73
Q1 2014	285,316	$28,351	$69.69	$63.53 - $74.44
Q4 2013	246,200	$22,357	$62.67	$60.17 - $67.37
Q3 2013	51,984	$4,335	$61.64	$58.99 - $64.50
Q2 2013	70,372	$5,805	$61.55	$57.61 - $65.73