CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

TWO SIGMA ADVISERS, LP's Holding History (CIK: 0001478735)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 227,060 Value ($000) $130,076 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 525,300 Value ($000) $250,647 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 312,700 Value ($000) $121,393 Avg Close $330.84 Range $264.29 - $386.62

Q4 2024

Shares 700 Value ($000) $254 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 800 Value ($000) $313 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 7,600 Value ($000) $2,532 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 600 Value ($000) $220 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 220,900 Value ($000) $65,314 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 10,600 Value ($000) $2,894 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 16,100 Value ($000) $3,961 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 91,200 Value ($000) $20,870 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 400,900 Value ($000) $96,040 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 581,900 Value ($000) $95,478 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 374,600 Value ($000) $66,963 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 321,300 Value ($000) $71,592 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 1,737,800 Value ($000) $359,273 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 2,000,600 Value ($000) $384,055 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 206,200 Value ($000) $44,875 Avg Close $211.85 Range $188.71 - $226.53

Q2 2020

Shares 8,900 Value ($000) $1,126 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 20,037 Value ($000) $2,325 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 24,137 Value ($000) $3,565 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 231,936 Value ($000) $29,296 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 699,436 Value ($000) $95,326 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 70,836 Value ($000) $9,598 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 185,936 Value ($000) $23,627 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 653,436 Value ($000) $99,642 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 902,236 Value ($000) $122,406 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 651,336 Value ($000) $95,994 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 842,437 Value ($000) $132,751 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 2,296,349 Value ($000) $286,378 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 398,445 Value ($000) $42,817 Avg Close $84.05 Range $74.79 - $89.64

Q4 2016

Shares 326,637 Value ($000) $30,292 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 285,637 Value ($000) $25,356 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 195,537 Value ($000) $14,824 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 100,737 Value ($000) $7,710 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 59,247 Value ($000) $4,026 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 86,348 Value ($000) $5,644 Avg Close $59.11 Range $48.76 - $65.71

Q4 2014

Shares 78,437 Value ($000) $7,179 Avg Close $73.34 Range $66.42 - $80.82

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	227,060	$130,076	$555.50	$469.79 - $627.50
Q3 2025	525,300	$250,647	$425.39	$381.75 - $483.95
Q2 2025	312,700	$121,393	$330.84	$264.29 - $386.62
Q4 2024	700	$254	$381.74	$351.93 - $412.27
Q3 2024	800	$313	$338.69	$301.40 - $389.91
Q2 2024	7,600	$2,532	$338.69	$308.78 - $372.10
Q1 2024	600	$220	$311.07	$268.51 - $357.70
Q4 2023	220,900	$65,314	$251.22	$216.95 - $290.10
Q3 2023	10,600	$2,894	$261.47	$229.25 - $283.47
Q2 2023	16,100	$3,961	$213.76	$195.84 - $240.81
Q1 2023	91,200	$20,870	$230.59	$201.84 - $253.98
Q4 2022	400,900	$96,040	$206.59	$156.72 - $232.83
Q3 2022	581,900	$95,478	$172.21	$151.58 - $189.11
Q2 2022	374,600	$66,963	$197.29	$164.98 - $221.91
Q1 2022	321,300	$71,592	$195.46	$167.60 - $214.37
Q4 2021	1,737,800	$359,273	$186.69	$173.30 - $200.95
Q3 2021	2,000,600	$384,055	$192.08	$172.62 - $206.58
Q2 2021	206,200	$44,875	$211.85	$188.71 - $226.53
Q2 2020	8,900	$1,126	$106.19	$89.90 - $125.54
Q1 2020	20,037	$2,325	$113.38	$77.78 - $132.89
Q4 2019	24,137	$3,565	$123.01	$102.69 - $131.46
Q3 2019	231,936	$29,296	$111.09	$97.87 - $122.22
Q2 2019	699,436	$95,326	$114.70	$103.20 - $125.83
Q1 2019	70,836	$9,598	$114.61	$103.38 - $123.15
Q4 2018	185,936	$23,627	$111.50	$96.19 - $135.93
Q3 2018	653,436	$99,642	$120.51	$110.40 - $134.53
Q2 2018	902,236	$122,406	$126.53	$112.48 - $137.00
Q1 2018	651,336	$95,994	$133.07	$120.49 - $146.01
Q4 2017	842,437	$132,751	$116.31	$103.45 - $133.20
Q3 2017	2,296,349	$286,378	$96.02	$87.71 - $104.79
Q2 2017	398,445	$42,817	$84.05	$74.79 - $89.64
Q4 2016	326,637	$30,292	$73.74	$65.47 - $79.39
Q3 2016	285,637	$25,356	$66.01	$58.78 - $71.89
Q2 2016	195,537	$14,824	$59.82	$55.25 - $64.10
Q1 2016	100,737	$7,710	$53.06	$44.66 - $61.22
Q4 2015	59,247	$4,026	$54.58	$48.84 - $59.43
Q3 2015	86,348	$5,644	$59.11	$48.76 - $65.71
Q4 2014	78,437	$7,179	$73.34	$66.42 - $80.82