CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Nikko Asset Management Americas, Inc.'s Holding History (CIK: 0001480751)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 9,306 Value ($000) $5,330 Avg Close $555.50 Range $469.79 - $627.50
Q3 2025
Shares 10,158 Value ($000) $4,844 Avg Close $425.39 Range $381.75 - $483.95
Q2 2025
Shares 11,160 Value ($000) $4,331 Avg Close $330.84 Range $264.29 - $386.62
Q1 2025
Shares 11,540 Value ($000) $3,806 Avg Close $351.95 Range $315.09 - $404.98
Q4 2024
Shares 12,336 Value ($000) $4,475 Avg Close $381.74 Range $351.93 - $412.27
Q3 2024
Shares 13,740 Value ($000) $5,374 Avg Close $338.69 Range $301.40 - $389.91
Q2 2024
Shares 14,627 Value ($000) $4,872 Avg Close $338.69 Range $308.78 - $372.10
Q1 2024
Shares 19,456 Value ($000) $7,129 Avg Close $311.07 Range $268.51 - $357.70
Q4 2023
Shares 21,218 Value ($000) $6,275 Avg Close $251.22 Range $216.95 - $290.10
Q3 2023
Shares 25,918 Value ($000) $7,077 Avg Close $261.47 Range $229.25 - $283.47
Q2 2023
Shares 27,045 Value ($000) $6,652 Avg Close $213.76 Range $195.84 - $240.81
Q1 2023
Shares 29,599 Value ($000) $6,803 Avg Close $230.59 Range $201.84 - $253.98
Q4 2022
Shares 37,661 Value ($000) $9,022 Avg Close $206.59 Range $156.72 - $232.83
Q3 2022
Shares 43,307 Value ($000) $7,167 Avg Close $172.21 Range $151.58 - $189.11
Q2 2022
Shares 43,586 Value ($000) $7,717 Avg Close $197.29 Range $164.98 - $221.91
Q1 2022
Shares 43,203 Value ($000) $9,639 Avg Close $195.46 Range $167.60 - $214.37
Q4 2021
Shares 47,932 Value ($000) $9,960 Avg Close $186.69 Range $173.30 - $200.95
Q3 2021
Shares 55,309 Value ($000) $10,702 Avg Close $192.08 Range $172.62 - $206.58
Q2 2021
Shares 204,423 Value ($000) $44,654 Avg Close $211.85 Range $188.71 - $226.53
Q1 2021
Shares 88,422 Value ($000) $20,502 Avg Close $189.09 Range $163.90 - $217.37
Q4 2020
Shares 92,142 Value ($000) $16,772 Avg Close $153.98 Range $129.92 - $167.14
Q3 2020
Shares 84,151 Value ($000) $12,623 Avg Close $126.81 Range $112.24 - $141.22
Q2 2020
Shares 87,511 Value ($000) $11,053 Avg Close $106.19 Range $89.90 - $125.54
Q1 2020
Shares 71,650 Value ($000) $8,314 Avg Close $113.38 Range $77.78 - $132.89
Q4 2019
Shares 42,185 Value ($000) $6,230 Avg Close $123.01 Range $102.69 - $131.46
Q3 2019
Shares 49,422 Value ($000) $6,242 Avg Close $111.09 Range $97.87 - $122.22
Q2 2019
Shares 54,217 Value ($000) $7,389 Avg Close $114.70 Range $103.20 - $125.83
Q1 2019
Shares 56,249 Value ($000) $7,621 Avg Close $114.61 Range $103.38 - $123.15
Q4 2018
Shares 47,535 Value ($000) $6,040 Avg Close $111.50 Range $96.19 - $135.93
Q3 2017
Shares 5,300 Value ($000) $661 Avg Close $96.02 Range $87.71 - $104.79
Q2 2017
Shares 7,000 Value ($000) $752 Avg Close $84.05 Range $74.79 - $89.64
Q1 2017
Shares 7,000 Value ($000) $649 Avg Close $77.69 Range $74.24 - $81.74
Q4 2016
Shares 7,000 Value ($000) $649 Avg Close $73.74 Range $65.47 - $79.39
Q3 2016
Shares 6,800 Value ($000) $604 Avg Close $66.01 Range $58.78 - $71.89
Q2 2016
Shares 6,800 Value ($000) $505 Avg Close $59.82 Range $55.25 - $64.10
Q1 2016
Shares 6,800 Value ($000) $520 Avg Close $53.06 Range $44.66 - $61.22
Q4 2014
Shares 4,000 Value ($000) $370 Avg Close $73.34 Range $66.42 - $80.82
Q3 2014
Shares 4,000 Value ($000) $399 Avg Close $79.29 Range $73.57 - $83.32
Q2 2014
Shares 4,000 Value ($000) $435 Avg Close $78.02 Range $73.19 - $81.73
Q1 2014
Shares 4,000 Value ($000) $398 Avg Close $69.69 Range $63.53 - $74.44
Q4 2013
Shares 4,000 Value ($000) $363 Avg Close $62.67 Range $60.17 - $67.37