CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Daiwa Securities Group Inc.'s Holding History (CIK: 0001481045)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 171,467 Value ($000) $98 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 166,167 Value ($000) $79 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 162,260 Value ($000) $63 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 161,873 Value ($000) $53 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 148,677 Value ($000) $54 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 144,359 Value ($000) $56 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 136,757 Value ($000) $46 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 127,600 Value ($000) $47 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 122,478 Value ($000) $36 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 128,679 Value ($000) $34 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 107,946 Value ($000) $27 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 110,413 Value ($000) $25 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 104,095 Value ($000) $25 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 92,953 Value ($000) $15,252 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 100,986 Value ($000) $18,052 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 97,017 Value ($000) $21,616 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 111,923 Value ($000) $23,119 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 121,291 Value ($000) $23,284 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 101,072 Value ($000) $21,996 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 86,448 Value ($000) $20,044 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 85,711 Value ($000) $15,601 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 71,633 Value ($000) $10,683 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 103,442 Value ($000) $2,072 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 102,181 Value ($000) $11,856 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 73,564 Value ($000) $10,638 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 68,075 Value ($000) $8,598 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 98,776 Value ($000) $13,462 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 91,253 Value ($000) $12,363 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 90,436 Value ($000) $11,480 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 90,456 Value ($000) $13,793 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 101,356 Value ($000) $13,751 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 139,647 Value ($000) $20,580 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 136,147 Value ($000) $21,453 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 155,471 Value ($000) $19,389 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 162,625 Value ($000) $17,475 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 210,532 Value ($000) $19,528 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 67,440 Value ($000) $6,255 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 52,740 Value ($000) $4,681 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 60,300 Value ($000) $4,571 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 68,300 Value ($000) $5,228 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 80,000 Value ($000) $5,436 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 68,000 Value ($000) $4,445 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 65,700 Value ($000) $5,573 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 46,200 Value ($000) $3,697 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 64,600 Value ($000) $6,825 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 47,700 Value ($000) $5,210 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 16,900 Value ($000) $1,837 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 17,300 Value ($000) $1,719 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 17,800 Value ($000) $1,616 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 25,400 Value ($000) $2,118 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 25,400 Value ($000) $2,095 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	171,467	$98	$555.50	$469.79 - $627.50
Q3 2025	166,167	$79	$425.39	$381.75 - $483.95
Q2 2025	162,260	$63	$330.84	$264.29 - $386.62
Q1 2025	161,873	$53	$351.95	$315.09 - $404.98
Q4 2024	148,677	$54	$381.74	$351.93 - $412.27
Q3 2024	144,359	$56	$338.69	$301.40 - $389.91
Q2 2024	136,757	$46	$338.69	$308.78 - $372.10
Q1 2024	127,600	$47	$311.07	$268.51 - $357.70
Q4 2023	122,478	$36	$251.22	$216.95 - $290.10
Q3 2023	128,679	$34	$261.47	$229.25 - $283.47
Q2 2023	107,946	$27	$213.76	$195.84 - $240.81
Q1 2023	110,413	$25	$230.59	$201.84 - $253.98
Q4 2022	104,095	$25	$206.59	$156.72 - $232.83
Q3 2022	92,953	$15,252	$172.21	$151.58 - $189.11
Q2 2022	100,986	$18,052	$197.29	$164.98 - $221.91
Q1 2022	97,017	$21,616	$195.46	$167.60 - $214.37
Q4 2021	111,923	$23,119	$186.69	$173.30 - $200.95
Q3 2021	121,291	$23,284	$192.08	$172.62 - $206.58
Q2 2021	101,072	$21,996	$211.85	$188.71 - $226.53
Q1 2021	86,448	$20,044	$189.09	$163.90 - $217.37
Q4 2020	85,711	$15,601	$153.98	$129.92 - $167.14
Q3 2020	71,633	$10,683	$126.81	$112.24 - $141.22
Q2 2020	103,442	$2,072	$106.19	$89.90 - $125.54
Q1 2020	102,181	$11,856	$113.38	$77.78 - $132.89
Q4 2019	73,564	$10,638	$123.01	$102.69 - $131.46
Q3 2019	68,075	$8,598	$111.09	$97.87 - $122.22
Q2 2019	98,776	$13,462	$114.70	$103.20 - $125.83
Q1 2019	91,253	$12,363	$114.61	$103.38 - $123.15
Q4 2018	90,436	$11,480	$111.50	$96.19 - $135.93
Q3 2018	90,456	$13,793	$120.51	$110.40 - $134.53
Q2 2018	101,356	$13,751	$126.53	$112.48 - $137.00
Q1 2018	139,647	$20,580	$133.07	$120.49 - $146.01
Q4 2017	136,147	$21,453	$116.31	$103.45 - $133.20
Q3 2017	155,471	$19,389	$96.02	$87.71 - $104.79
Q2 2017	162,625	$17,475	$84.05	$74.79 - $89.64
Q1 2017	210,532	$19,528	$77.69	$74.24 - $81.74
Q4 2016	67,440	$6,255	$73.74	$65.47 - $79.39
Q3 2016	52,740	$4,681	$66.01	$58.78 - $71.89
Q2 2016	60,300	$4,571	$59.82	$55.25 - $64.10
Q1 2016	68,300	$5,228	$53.06	$44.66 - $61.22
Q4 2015	80,000	$5,436	$54.58	$48.84 - $59.43
Q3 2015	68,000	$4,445	$59.11	$48.76 - $65.71
Q2 2015	65,700	$5,573	$65.86	$60.39 - $68.73
Q1 2015	46,200	$3,697	$63.13	$59.48 - $69.69
Q4 2014	64,600	$6,825	$73.34	$66.42 - $80.82
Q3 2014	47,700	$5,210	$79.29	$73.57 - $83.32
Q2 2014	16,900	$1,837	$78.02	$73.19 - $81.73
Q1 2014	17,300	$1,719	$69.69	$63.53 - $74.44
Q4 2013	17,800	$1,616	$62.67	$60.17 - $67.37
Q3 2013	25,400	$2,118	$61.64	$58.99 - $64.50
Q2 2013	25,400	$2,095	$61.55	$57.61 - $65.73