CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Smith, Salley & Associates's Holding History (CIK: 0001482012)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 15,868 Value ($000) $9,090 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 15,263 Value ($000) $7,283 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 13,059 Value ($000) $5,070 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 12,617 Value ($000) $4,161 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 8,524 Value ($000) $3,092 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 8,544 Value ($000) $3,342 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 8,676 Value ($000) $2,890 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 8,277 Value ($000) $3,033 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 8,672 Value ($000) $2,564 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 9,756 Value ($000) $2,664 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 9,861 Value ($000) $2,426 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 8,806 Value ($000) $2,015 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 8,641 Value ($000) $2,070 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 8,694 Value ($000) $1,426 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 8,602 Value ($000) $1,538 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 8,602 Value ($000) $1,917 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 9,602 Value ($000) $1,985 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 8,584 Value ($000) $1,648 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 8,583 Value ($000) $1,868 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 7,544 Value ($000) $1,749 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 7,370 Value ($000) $1,341 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 7,364 Value ($000) $1,098 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 7,363 Value ($000) $931 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 7,402 Value ($000) $859 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 7,402 Value ($000) $1,093 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 7,401 Value ($000) $935 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 7,401 Value ($000) $1,009 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 7,247 Value ($000) $982 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 7,295 Value ($000) $927 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 7,306 Value ($000) $1,114 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 7,226 Value ($000) $980 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 7,222 Value ($000) $1,064 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 7,291 Value ($000) $1,149 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 7,290 Value ($000) $909 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 7,140 Value ($000) $767 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 7,140 Value ($000) $662 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 7,140 Value ($000) $662 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 7,140 Value ($000) $634 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 7,140 Value ($000) $541 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 7,140 Value ($000) $546 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 7,569 Value ($000) $514 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 7,915 Value ($000) $517 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 38,743 Value ($000) $3,286 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 38,089 Value ($000) $3,048 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 34,782 Value ($000) $3,183 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 30,372 Value ($000) $3,007 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 29,498 Value ($000) $3,206 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 23,154 Value ($000) $2,301 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 23,231 Value ($000) $2,110 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 23,007 Value ($000) $1,919 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 23,193 Value ($000) $1,913 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	15,868	$9,090	$555.50	$469.79 - $627.50
Q3 2025	15,263	$7,283	$425.39	$381.75 - $483.95
Q2 2025	13,059	$5,070	$330.84	$264.29 - $386.62
Q1 2025	12,617	$4,161	$351.95	$315.09 - $404.98
Q4 2024	8,524	$3,092	$381.74	$351.93 - $412.27
Q3 2024	8,544	$3,342	$338.69	$301.40 - $389.91
Q2 2024	8,676	$2,890	$338.69	$308.78 - $372.10
Q1 2024	8,277	$3,033	$311.07	$268.51 - $357.70
Q4 2023	8,672	$2,564	$251.22	$216.95 - $290.10
Q3 2023	9,756	$2,664	$261.47	$229.25 - $283.47
Q2 2023	9,861	$2,426	$213.76	$195.84 - $240.81
Q1 2023	8,806	$2,015	$230.59	$201.84 - $253.98
Q4 2022	8,641	$2,070	$206.59	$156.72 - $232.83
Q3 2022	8,694	$1,426	$172.21	$151.58 - $189.11
Q2 2022	8,602	$1,538	$197.29	$164.98 - $221.91
Q1 2022	8,602	$1,917	$195.46	$167.60 - $214.37
Q4 2021	9,602	$1,985	$186.69	$173.30 - $200.95
Q3 2021	8,584	$1,648	$192.08	$172.62 - $206.58
Q2 2021	8,583	$1,868	$211.85	$188.71 - $226.53
Q1 2021	7,544	$1,749	$189.09	$163.90 - $217.37
Q4 2020	7,370	$1,341	$153.98	$129.92 - $167.14
Q3 2020	7,364	$1,098	$126.81	$112.24 - $141.22
Q2 2020	7,363	$931	$106.19	$89.90 - $125.54
Q1 2020	7,402	$859	$113.38	$77.78 - $132.89
Q4 2019	7,402	$1,093	$123.01	$102.69 - $131.46
Q3 2019	7,401	$935	$111.09	$97.87 - $122.22
Q2 2019	7,401	$1,009	$114.70	$103.20 - $125.83
Q1 2019	7,247	$982	$114.61	$103.38 - $123.15
Q4 2018	7,295	$927	$111.50	$96.19 - $135.93
Q3 2018	7,306	$1,114	$120.51	$110.40 - $134.53
Q2 2018	7,226	$980	$126.53	$112.48 - $137.00
Q1 2018	7,222	$1,064	$133.07	$120.49 - $146.01
Q4 2017	7,291	$1,149	$116.31	$103.45 - $133.20
Q3 2017	7,290	$909	$96.02	$87.71 - $104.79
Q2 2017	7,140	$767	$84.05	$74.79 - $89.64
Q1 2017	7,140	$662	$77.69	$74.24 - $81.74
Q4 2016	7,140	$662	$73.74	$65.47 - $79.39
Q3 2016	7,140	$634	$66.01	$58.78 - $71.89
Q2 2016	7,140	$541	$59.82	$55.25 - $64.10
Q1 2016	7,140	$546	$53.06	$44.66 - $61.22
Q4 2015	7,569	$514	$54.58	$48.84 - $59.43
Q3 2015	7,915	$517	$59.11	$48.76 - $65.71
Q2 2015	38,743	$3,286	$65.86	$60.39 - $68.73
Q1 2015	38,089	$3,048	$63.13	$59.48 - $69.69
Q4 2014	34,782	$3,183	$73.34	$66.42 - $80.82
Q3 2014	30,372	$3,007	$79.29	$73.57 - $83.32
Q2 2014	29,498	$3,206	$78.02	$73.19 - $81.73
Q1 2014	23,154	$2,301	$69.69	$63.53 - $74.44
Q4 2013	23,231	$2,110	$62.67	$60.17 - $67.37
Q3 2013	23,007	$1,919	$61.64	$58.99 - $64.50
Q2 2013	23,193	$1,913	$61.55	$57.61 - $65.73