CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

SIMPLEX TRADING, LLC's Holding History (CIK: 0001488542)

Note: Option positions (PUT/CALL) are excluded.

Q2 2024

Shares 15,201 Value ($000) $5 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 6,779 Value ($000) $2 Avg Close $311.07 Range $268.51 - $357.70

Q2 2023

Shares 26,254 Value ($000) $6 Avg Close $213.76 Range $195.84 - $240.81

Q3 2022

Shares 32,345 Value ($000) $5,307 Avg Close $172.21 Range $151.58 - $189.11

Q1 2022

Shares 86,290 Value ($000) $19,227 Avg Close $195.46 Range $167.60 - $214.37

Q3 2021

Shares 24,701 Value ($000) $5,352 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 26,735 Value ($000) $5,818 Avg Close $211.85 Range $188.71 - $226.53

Q4 2020

Shares 25,889 Value ($000) $4,712 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 51,231 Value ($000) $7,641 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 68,807 Value ($000) $8,704 Avg Close $106.19 Range $89.90 - $125.54

Q2 2019

Shares 5,873 Value ($000) $800 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 120 Value ($000) $16 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 420 Value ($000) $53 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 74,592 Value ($000) $11,374 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 145,200 Value ($000) $19,699 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 60,718 Value ($000) $8,948 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 21,716 Value ($000) $3,422 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 39,850 Value ($000) $4,969 Avg Close $96.02 Range $87.71 - $104.79

Q4 2016

Shares 2,659 Value ($000) $246 Avg Close $73.74 Range $65.47 - $79.39

Q4 2015

Shares 34,818 Value ($000) $2,366 Avg Close $54.58 Range $48.84 - $59.43

Q1 2015

Shares 36,123 Value ($000) $2,890 Avg Close $63.13 Range $59.48 - $69.69

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2024	15,201	$5	$338.69	$308.78 - $372.10
Q1 2024	6,779	$2	$311.07	$268.51 - $357.70
Q2 2023	26,254	$6	$213.76	$195.84 - $240.81
Q3 2022	32,345	$5,307	$172.21	$151.58 - $189.11
Q1 2022	86,290	$19,227	$195.46	$167.60 - $214.37
Q3 2021	24,701	$5,352	$192.08	$172.62 - $206.58
Q2 2021	26,735	$5,818	$211.85	$188.71 - $226.53
Q4 2020	25,889	$4,712	$153.98	$129.92 - $167.14
Q3 2020	51,231	$7,641	$126.81	$112.24 - $141.22
Q2 2020	68,807	$8,704	$106.19	$89.90 - $125.54
Q2 2019	5,873	$800	$114.70	$103.20 - $125.83
Q1 2019	120	$16	$114.61	$103.38 - $123.15
Q4 2018	420	$53	$111.50	$96.19 - $135.93
Q3 2018	74,592	$11,374	$120.51	$110.40 - $134.53
Q2 2018	145,200	$19,699	$126.53	$112.48 - $137.00
Q1 2018	60,718	$8,948	$133.07	$120.49 - $146.01
Q4 2017	21,716	$3,422	$116.31	$103.45 - $133.20
Q3 2017	39,850	$4,969	$96.02	$87.71 - $104.79
Q4 2016	2,659	$246	$73.74	$65.47 - $79.39
Q4 2015	34,818	$2,366	$54.58	$48.84 - $59.43
Q1 2015	36,123	$2,890	$63.13	$59.48 - $69.69