CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Anson Funds Management LP's Holding History (CIK: 0001491072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 50,000 Value ($000) $4,637 Avg Close $73.74 Range $65.47 - $79.39