CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Lombard Odier Asset Management (USA) Corp's Holding History (CIK: 0001491719)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 2,250 Value ($000) $1,289 Avg Close $555.50 Range $469.79 - $627.50

Q1 2023

Shares 2,382 Value ($000) $545 Avg Close $230.59 Range $201.84 - $253.98

Q3 2020

Shares 11,894 Value ($000) $1,774 Avg Close $126.81 Range $112.24 - $141.22

Q3 2016

Shares 20,000 Value ($000) $1,775 Avg Close $66.01 Range $58.78 - $71.89

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	2,250	$1,289	$555.50	$469.79 - $627.50
Q1 2023	2,382	$545	$230.59	$201.84 - $253.98
Q3 2020	11,894	$1,774	$126.81	$112.24 - $141.22
Q3 2016	20,000	$1,775	$66.01	$58.78 - $71.89