CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Asset Allocation & Management Company, LLC's Holding History (CIK: 0001498383)

Note: Option positions (PUT/CALL) are excluded.

Q1 2023
Shares 1,313 Value ($000) $0 Avg Close $230.59 Range $201.84 - $253.98
Q4 2022
Shares 1,313 Value ($000) $0 Avg Close $206.59 Range $156.72 - $232.83
Q3 2022
Shares 1,811 Value ($000) $297 Avg Close $172.21 Range $151.58 - $189.11
Q2 2022
Shares 1,811 Value ($000) $324 Avg Close $197.29 Range $164.98 - $221.91
Q1 2022
Shares 4,527 Value ($000) $1,009 Avg Close $195.46 Range $167.60 - $214.37
Q4 2021
Shares 4,527 Value ($000) $936 Avg Close $186.69 Range $173.30 - $200.95
Q1 2020
Shares 3,100 Value ($000) $360 Avg Close $113.38 Range $77.78 - $132.89
Q4 2019
Shares 2,450 Value ($000) $362 Avg Close $123.01 Range $102.69 - $131.46