CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Wellington Shields & Co., LLC's Holding History (CIK: 0001506073)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 9,417 Value ($000) $5,395 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 8,908 Value ($000) $4,250 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 8,908 Value ($000) $3,458 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 9,637 Value ($000) $3,178 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 9,608 Value ($000) $3,485 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 9,608 Value ($000) $3,758 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 9,608 Value ($000) $3,200 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 9,608 Value ($000) $3,521 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 9,608 Value ($000) $2,841 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 9,600 Value ($000) $2,621 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 9,600 Value ($000) $2,362 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 9,600 Value ($000) $2,197 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 9,600 Value ($000) $2,300 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 9,400 Value ($000) $1,542 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 9,400 Value ($000) $1,680 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 9,400 Value ($000) $2,095 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 10,200 Value ($000) $2,109 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 9,400 Value ($000) $1,805 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 9,400 Value ($000) $2,046 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 9,400 Value ($000) $2,180 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 7,300 Value ($000) $1,329 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 7,300 Value ($000) $1,089 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 7,500 Value ($000) $949 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 6,900 Value ($000) $801 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 6,500 Value ($000) $960 Avg Close $123.01 Range $102.69 - $131.46

Q2 2019

Shares 6,300 Value ($000) $859 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 6,552 Value ($000) $888 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 6,550 Value ($000) $832 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 6,350 Value ($000) $968 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 6,100 Value ($000) $828 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 6,100 Value ($000) $899 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 6,100 Value ($000) $961 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 6,100 Value ($000) $761 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 6,100 Value ($000) $656 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 6,100 Value ($000) $566 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 6,626 Value ($000) $614 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 6,622 Value ($000) $588 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 6,617 Value ($000) $502 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 3,511 Value ($000) $269 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 3,505 Value ($000) $238 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 3,500 Value ($000) $229 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 3,500 Value ($000) $297 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 3,500 Value ($000) $280 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 3,500 Value ($000) $320 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 2,500 Value ($000) $248 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 3,650 Value ($000) $397 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 3,650 Value ($000) $363 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 3,650 Value ($000) $331 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 3,650 Value ($000) $304 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 4,103 Value ($000) $338 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	9,417	$5,395	$555.50	$469.79 - $627.50
Q3 2025	8,908	$4,250	$425.39	$381.75 - $483.95
Q2 2025	8,908	$3,458	$330.84	$264.29 - $386.62
Q1 2025	9,637	$3,178	$351.95	$315.09 - $404.98
Q4 2024	9,608	$3,485	$381.74	$351.93 - $412.27
Q3 2024	9,608	$3,758	$338.69	$301.40 - $389.91
Q2 2024	9,608	$3,200	$338.69	$308.78 - $372.10
Q1 2024	9,608	$3,521	$311.07	$268.51 - $357.70
Q4 2023	9,608	$2,841	$251.22	$216.95 - $290.10
Q3 2023	9,600	$2,621	$261.47	$229.25 - $283.47
Q2 2023	9,600	$2,362	$213.76	$195.84 - $240.81
Q1 2023	9,600	$2,197	$230.59	$201.84 - $253.98
Q4 2022	9,600	$2,300	$206.59	$156.72 - $232.83
Q3 2022	9,400	$1,542	$172.21	$151.58 - $189.11
Q2 2022	9,400	$1,680	$197.29	$164.98 - $221.91
Q1 2022	9,400	$2,095	$195.46	$167.60 - $214.37
Q4 2021	10,200	$2,109	$186.69	$173.30 - $200.95
Q3 2021	9,400	$1,805	$192.08	$172.62 - $206.58
Q2 2021	9,400	$2,046	$211.85	$188.71 - $226.53
Q1 2021	9,400	$2,180	$189.09	$163.90 - $217.37
Q4 2020	7,300	$1,329	$153.98	$129.92 - $167.14
Q3 2020	7,300	$1,089	$126.81	$112.24 - $141.22
Q2 2020	7,500	$949	$106.19	$89.90 - $125.54
Q1 2020	6,900	$801	$113.38	$77.78 - $132.89
Q4 2019	6,500	$960	$123.01	$102.69 - $131.46
Q2 2019	6,300	$859	$114.70	$103.20 - $125.83
Q1 2019	6,552	$888	$114.61	$103.38 - $123.15
Q4 2018	6,550	$832	$111.50	$96.19 - $135.93
Q3 2018	6,350	$968	$120.51	$110.40 - $134.53
Q2 2018	6,100	$828	$126.53	$112.48 - $137.00
Q1 2018	6,100	$899	$133.07	$120.49 - $146.01
Q4 2017	6,100	$961	$116.31	$103.45 - $133.20
Q3 2017	6,100	$761	$96.02	$87.71 - $104.79
Q2 2017	6,100	$656	$84.05	$74.79 - $89.64
Q1 2017	6,100	$566	$77.69	$74.24 - $81.74
Q4 2016	6,626	$614	$73.74	$65.47 - $79.39
Q3 2016	6,622	$588	$66.01	$58.78 - $71.89
Q2 2016	6,617	$502	$59.82	$55.25 - $64.10
Q1 2016	3,511	$269	$53.06	$44.66 - $61.22
Q4 2015	3,505	$238	$54.58	$48.84 - $59.43
Q3 2015	3,500	$229	$59.11	$48.76 - $65.71
Q2 2015	3,500	$297	$65.86	$60.39 - $68.73
Q1 2015	3,500	$280	$63.13	$59.48 - $69.69
Q4 2014	3,500	$320	$73.34	$66.42 - $80.82
Q3 2014	2,500	$248	$79.29	$73.57 - $83.32
Q2 2014	3,650	$397	$78.02	$73.19 - $81.73
Q1 2014	3,650	$363	$69.69	$63.53 - $74.44
Q4 2013	3,650	$331	$62.67	$60.17 - $67.37
Q3 2013	3,650	$304	$61.64	$58.99 - $64.50
Q2 2013	4,103	$338	$61.55	$57.61 - $65.73