CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

STERLING INVESTMENT MANAGEMENT, LLC's Holding History (CIK: 0001509873)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019

Shares 1,614 Value ($000) $219 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 1,612 Value ($000) $205 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 2,512 Value ($000) $383 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 2,511 Value ($000) $340 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 2,511 Value ($000) $370 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 2,510 Value ($000) $396 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 2,509 Value ($000) $313 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 2,509 Value ($000) $270 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 2,508 Value ($000) $233 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 3,107 Value ($000) $288 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 3,106 Value ($000) $276 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 3,105 Value ($000) $235 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 3,104 Value ($000) $238 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 3,403 Value ($000) $231 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 8,402 Value ($000) $549 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 8,401 Value ($000) $713 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 8,300 Value ($000) $664 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 8,400 Value ($000) $769 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 9,400 Value ($000) $931 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 9,400 Value ($000) $1,021 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 9,400 Value ($000) $934 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 9,400 Value ($000) $854 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 9,400 Value ($000) $784 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 9,400 Value ($000) $775 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2019	1,614	$219	$114.61	$103.38 - $123.15
Q4 2018	1,612	$205	$111.50	$96.19 - $135.93
Q3 2018	2,512	$383	$120.51	$110.40 - $134.53
Q2 2018	2,511	$340	$126.53	$112.48 - $137.00
Q1 2018	2,511	$370	$133.07	$120.49 - $146.01
Q4 2017	2,510	$396	$116.31	$103.45 - $133.20
Q3 2017	2,509	$313	$96.02	$87.71 - $104.79
Q2 2017	2,509	$270	$84.05	$74.79 - $89.64
Q1 2017	2,508	$233	$77.69	$74.24 - $81.74
Q4 2016	3,107	$288	$73.74	$65.47 - $79.39
Q3 2016	3,106	$276	$66.01	$58.78 - $71.89
Q2 2016	3,105	$235	$59.82	$55.25 - $64.10
Q1 2016	3,104	$238	$53.06	$44.66 - $61.22
Q4 2015	3,403	$231	$54.58	$48.84 - $59.43
Q3 2015	8,402	$549	$59.11	$48.76 - $65.71
Q2 2015	8,401	$713	$65.86	$60.39 - $68.73
Q1 2015	8,300	$664	$63.13	$59.48 - $69.69
Q4 2014	8,400	$769	$73.34	$66.42 - $80.82
Q3 2014	9,400	$931	$79.29	$73.57 - $83.32
Q2 2014	9,400	$1,021	$78.02	$73.19 - $81.73
Q1 2014	9,400	$934	$69.69	$63.53 - $74.44
Q4 2013	9,400	$854	$62.67	$60.17 - $67.37
Q3 2013	9,400	$784	$61.64	$58.99 - $64.50
Q2 2013	9,400	$775	$61.55	$57.61 - $65.73