CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Gotham Asset Management, LLC's Holding History (CIK: 0001510387)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 122,473 Value ($000) $70,161 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 116,589 Value ($000) $55,630 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 97,913 Value ($000) $38,011 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 69,299 Value ($000) $22,855 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 75,020 Value ($000) $27,214 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 76,356 Value ($000) $29,864 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 72,319 Value ($000) $24,089 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 53,448 Value ($000) $19,585 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 58,642 Value ($000) $17,339 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 82,859 Value ($000) $22,621 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 65,386 Value ($000) $16,088 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 69,758 Value ($000) $15,963 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 34,988 Value ($000) $8,382 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 16,118 Value ($000) $2,645 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 22,302 Value ($000) $3,987 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 9,894 Value ($000) $2,205 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 51,161 Value ($000) $10,577 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 34,861 Value ($000) $6,692 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 29,367 Value ($000) $6,391 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 13,776 Value ($000) $3,194 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 22,783 Value ($000) $4,147 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 13,205 Value ($000) $1,970 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 12,897 Value ($000) $1,631 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 142,094 Value ($000) $16,489 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 162,055 Value ($000) $23,932 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 96,212 Value ($000) $12,153 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 110,567 Value ($000) $15,069 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 249,390 Value ($000) $33,790 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 221,523 Value ($000) $28,149 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 174,433 Value ($000) $26,599 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 155,607 Value ($000) $21,111 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 204,045 Value ($000) $30,072 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 283,674 Value ($000) $44,701 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 461,499 Value ($000) $57,554 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 516,649 Value ($000) $55,519 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 393,487 Value ($000) $36,500 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 366,203 Value ($000) $33,962 Avg Close $73.74 Range $65.47 - $79.39

Q2 2016

Shares 2,732 Value ($000) $207 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 322,860 Value ($000) $24,712 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 89,790 Value ($000) $6,102 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 608,253 Value ($000) $39,755 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 284,502 Value ($000) $24,131 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 668,510 Value ($000) $53,501 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 860,565 Value ($000) $78,768 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 351,658 Value ($000) $34,825 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 556,994 Value ($000) $60,529 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 375,489 Value ($000) $37,312 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 42,772 Value ($000) $3,884 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 23,125 Value ($000) $1,929 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 21,376 Value ($000) $1,763 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	122,473	$70,161	$555.50	$469.79 - $627.50
Q3 2025	116,589	$55,630	$425.39	$381.75 - $483.95
Q2 2025	97,913	$38,011	$330.84	$264.29 - $386.62
Q1 2025	69,299	$22,855	$351.95	$315.09 - $404.98
Q4 2024	75,020	$27,214	$381.74	$351.93 - $412.27
Q3 2024	76,356	$29,864	$338.69	$301.40 - $389.91
Q2 2024	72,319	$24,089	$338.69	$308.78 - $372.10
Q1 2024	53,448	$19,585	$311.07	$268.51 - $357.70
Q4 2023	58,642	$17,339	$251.22	$216.95 - $290.10
Q3 2023	82,859	$22,621	$261.47	$229.25 - $283.47
Q2 2023	65,386	$16,088	$213.76	$195.84 - $240.81
Q1 2023	69,758	$15,963	$230.59	$201.84 - $253.98
Q4 2022	34,988	$8,382	$206.59	$156.72 - $232.83
Q3 2022	16,118	$2,645	$172.21	$151.58 - $189.11
Q2 2022	22,302	$3,987	$197.29	$164.98 - $221.91
Q1 2022	9,894	$2,205	$195.46	$167.60 - $214.37
Q4 2021	51,161	$10,577	$186.69	$173.30 - $200.95
Q3 2021	34,861	$6,692	$192.08	$172.62 - $206.58
Q2 2021	29,367	$6,391	$211.85	$188.71 - $226.53
Q1 2021	13,776	$3,194	$189.09	$163.90 - $217.37
Q4 2020	22,783	$4,147	$153.98	$129.92 - $167.14
Q3 2020	13,205	$1,970	$126.81	$112.24 - $141.22
Q2 2020	12,897	$1,631	$106.19	$89.90 - $125.54
Q1 2020	142,094	$16,489	$113.38	$77.78 - $132.89
Q4 2019	162,055	$23,932	$123.01	$102.69 - $131.46
Q3 2019	96,212	$12,153	$111.09	$97.87 - $122.22
Q2 2019	110,567	$15,069	$114.70	$103.20 - $125.83
Q1 2019	249,390	$33,790	$114.61	$103.38 - $123.15
Q4 2018	221,523	$28,149	$111.50	$96.19 - $135.93
Q3 2018	174,433	$26,599	$120.51	$110.40 - $134.53
Q2 2018	155,607	$21,111	$126.53	$112.48 - $137.00
Q1 2018	204,045	$30,072	$133.07	$120.49 - $146.01
Q4 2017	283,674	$44,701	$116.31	$103.45 - $133.20
Q3 2017	461,499	$57,554	$96.02	$87.71 - $104.79
Q2 2017	516,649	$55,519	$84.05	$74.79 - $89.64
Q1 2017	393,487	$36,500	$77.69	$74.24 - $81.74
Q4 2016	366,203	$33,962	$73.74	$65.47 - $79.39
Q2 2016	2,732	$207	$59.82	$55.25 - $64.10
Q1 2016	322,860	$24,712	$53.06	$44.66 - $61.22
Q4 2015	89,790	$6,102	$54.58	$48.84 - $59.43
Q3 2015	608,253	$39,755	$59.11	$48.76 - $65.71
Q2 2015	284,502	$24,131	$65.86	$60.39 - $68.73
Q1 2015	668,510	$53,501	$63.13	$59.48 - $69.69
Q4 2014	860,565	$78,768	$73.34	$66.42 - $80.82
Q3 2014	351,658	$34,825	$79.29	$73.57 - $83.32
Q2 2014	556,994	$60,529	$78.02	$73.19 - $81.73
Q1 2014	375,489	$37,312	$69.69	$63.53 - $74.44
Q4 2013	42,772	$3,884	$62.67	$60.17 - $67.37
Q3 2013	23,125	$1,929	$61.64	$58.99 - $64.50
Q2 2013	21,376	$1,763	$61.55	$57.61 - $65.73