CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Clear Harbor Asset Management, LLC's Holding History (CIK: 0001511857)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 38,543 Value ($000) $22,080 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 38,969 Value ($000) $18,594 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 39,145 Value ($000) $15,197 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 40,102 Value ($000) $13,226 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 42,123 Value ($000) $15,281 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 41,813 Value ($000) $16,354 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 46,159 Value ($000) $15,376 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 46,633 Value ($000) $17,088 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 49,397 Value ($000) $14,605 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 50,350 Value ($000) $13,746 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 50,479 Value ($000) $12,420 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 50,090 Value ($000) $11,463 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 50,799 Value ($000) $12,169 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 50,799 Value ($000) $8,335 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 51,039 Value ($000) $9,124 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 49,870 Value ($000) $11,112 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 49,563 Value ($000) $10,247 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 49,701 Value ($000) $9,541 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 49,702 Value ($000) $10,817 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 50,109 Value ($000) $11,619 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 50,200 Value ($000) $9,137 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 47,872 Value ($000) $7,140,109 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 48,532 Value ($000) $6,139 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 46,583 Value ($000) $5,405 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 48,589 Value ($000) $7,175,624 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 50,216 Value ($000) $6,343 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 48,525 Value ($000) $6,613 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 51,353 Value ($000) $6,958 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 53,144 Value ($000) $6,753 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 43,114 Value ($000) $4,985 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 40,238 Value ($000) $5,459 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 34,878 Value ($000) $5,140 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 34,369 Value ($000) $5,416 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 34,337 Value ($000) $4,282 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 33,472 Value ($000) $3,647 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 32,747 Value ($000) $3,038 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 32,863 Value ($000) $3,048 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 32,430 Value ($000) $2,879 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 32,965 Value ($000) $2,499 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 40,367 Value ($000) $3,090 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 42,457 Value ($000) $2,885 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 43,542 Value ($000) $2,846 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 51,237 Value ($000) $4,346 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 51,937 Value ($000) $4,157 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 50,807 Value ($000) $4,650 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 48,982 Value ($000) $4,851 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 55,940 Value ($000) $6,079 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 55,865 Value ($000) $5,551 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 83,420 Value ($000) $7,575 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 61,486 Value ($000) $5,128 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 66,616 Value ($000) $5,495 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	38,543	$22,080	$555.50	$469.79 - $627.50
Q3 2025	38,969	$18,594	$425.39	$381.75 - $483.95
Q2 2025	39,145	$15,197	$330.84	$264.29 - $386.62
Q1 2025	40,102	$13,226	$351.95	$315.09 - $404.98
Q4 2024	42,123	$15,281	$381.74	$351.93 - $412.27
Q3 2024	41,813	$16,354	$338.69	$301.40 - $389.91
Q2 2024	46,159	$15,376	$338.69	$308.78 - $372.10
Q1 2024	46,633	$17,088	$311.07	$268.51 - $357.70
Q4 2023	49,397	$14,605	$251.22	$216.95 - $290.10
Q3 2023	50,350	$13,746	$261.47	$229.25 - $283.47
Q2 2023	50,479	$12,420	$213.76	$195.84 - $240.81
Q1 2023	50,090	$11,463	$230.59	$201.84 - $253.98
Q4 2022	50,799	$12,169	$206.59	$156.72 - $232.83
Q3 2022	50,799	$8,335	$172.21	$151.58 - $189.11
Q2 2022	51,039	$9,124	$197.29	$164.98 - $221.91
Q1 2022	49,870	$11,112	$195.46	$167.60 - $214.37
Q4 2021	49,563	$10,247	$186.69	$173.30 - $200.95
Q3 2021	49,701	$9,541	$192.08	$172.62 - $206.58
Q2 2021	49,702	$10,817	$211.85	$188.71 - $226.53
Q1 2021	50,109	$11,619	$189.09	$163.90 - $217.37
Q4 2020	50,200	$9,137	$153.98	$129.92 - $167.14
Q3 2020	47,872	$7,140,109	$126.81	$112.24 - $141.22
Q2 2020	48,532	$6,139	$106.19	$89.90 - $125.54
Q1 2020	46,583	$5,405	$113.38	$77.78 - $132.89
Q4 2019	48,589	$7,175,624	$123.01	$102.69 - $131.46
Q3 2019	50,216	$6,343	$111.09	$97.87 - $122.22
Q2 2019	48,525	$6,613	$114.70	$103.20 - $125.83
Q1 2019	51,353	$6,958	$114.61	$103.38 - $123.15
Q4 2018	53,144	$6,753	$111.50	$96.19 - $135.93
Q3 2018	43,114	$4,985	$120.51	$110.40 - $134.53
Q2 2018	40,238	$5,459	$126.53	$112.48 - $137.00
Q1 2018	34,878	$5,140	$133.07	$120.49 - $146.01
Q4 2017	34,369	$5,416	$116.31	$103.45 - $133.20
Q3 2017	34,337	$4,282	$96.02	$87.71 - $104.79
Q2 2017	33,472	$3,647	$84.05	$74.79 - $89.64
Q1 2017	32,747	$3,038	$77.69	$74.24 - $81.74
Q4 2016	32,863	$3,048	$73.74	$65.47 - $79.39
Q3 2016	32,430	$2,879	$66.01	$58.78 - $71.89
Q2 2016	32,965	$2,499	$59.82	$55.25 - $64.10
Q1 2016	40,367	$3,090	$53.06	$44.66 - $61.22
Q4 2015	42,457	$2,885	$54.58	$48.84 - $59.43
Q3 2015	43,542	$2,846	$59.11	$48.76 - $65.71
Q2 2015	51,237	$4,346	$65.86	$60.39 - $68.73
Q1 2015	51,937	$4,157	$63.13	$59.48 - $69.69
Q4 2014	50,807	$4,650	$73.34	$66.42 - $80.82
Q3 2014	48,982	$4,851	$79.29	$73.57 - $83.32
Q2 2014	55,940	$6,079	$78.02	$73.19 - $81.73
Q1 2014	55,865	$5,551	$69.69	$63.53 - $74.44
Q4 2013	83,420	$7,575	$62.67	$60.17 - $67.37
Q3 2013	61,486	$5,128	$61.64	$58.99 - $64.50
Q2 2013	66,616	$5,495	$61.55	$57.61 - $65.73