CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Global Endowment Management, LP's Holding History (CIK: 0001512237)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019

Shares 13,500 Value ($000) $1,840 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 31,500 Value ($000) $4,268 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 4,000 Value ($000) $508 Avg Close $111.50 Range $96.19 - $135.93

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2019	13,500	$1,840	$114.70	$103.20 - $125.83
Q1 2019	31,500	$4,268	$114.61	$103.38 - $123.15
Q4 2018	4,000	$508	$111.50	$96.19 - $135.93