CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

SUMMIT SECURITIES GROUP LLC's Holding History (CIK: 0001531593)

Note: Option positions (PUT/CALL) are excluded.

Q3 2025

Shares 429 Value ($000) $205 Avg Close $425.39 Range $381.75 - $483.95

Q4 2023

Shares 300 Value ($000) $0 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 800 Value ($000) $0 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 1,861 Value ($000) $0 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 1,200 Value ($000) $0 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 2,457 Value ($000) $1 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 2,000 Value ($000) $328 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 6,298 Value ($000) $1,126 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 1,799 Value ($000) $401 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 2,199 Value ($000) $455 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 44,511 Value ($000) $8,545 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 8,043 Value ($000) $1,750 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 3,300 Value ($000) $765 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 5,300 Value ($000) $965 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 2,200 Value ($000) $328 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 2,000 Value ($000) $253 Avg Close $106.19 Range $89.90 - $125.54

Q2 2019

Shares 2,000 Value ($000) $273 Avg Close $114.70 Range $103.20 - $125.83

Q4 2018

Shares 2,800 Value ($000) $356 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 5,100 Value ($000) $778 Avg Close $120.51 Range $110.40 - $134.53

Q4 2017

Shares 12,600 Value ($000) $1,986 Avg Close $116.31 Range $103.45 - $133.20

Q3 2015

Shares 3,500 Value ($000) $229 Avg Close $59.11 Range $48.76 - $65.71

Q1 2015

Shares 1,900 Value ($000) $152 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 16,900 Value ($000) $1,547 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 21,400 Value ($000) $2,119 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 12,800 Value ($000) $1,391 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 600 Value ($000) $60 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 20,200 Value ($000) $1,834 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 14,900 Value ($000) $1,242 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 1,900 Value ($000) $157 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2025	429	$205	$425.39	$381.75 - $483.95
Q4 2023	300	$0	$251.22	$216.95 - $290.10
Q3 2023	800	$0	$261.47	$229.25 - $283.47
Q2 2023	1,861	$0	$213.76	$195.84 - $240.81
Q1 2023	1,200	$0	$230.59	$201.84 - $253.98
Q4 2022	2,457	$1	$206.59	$156.72 - $232.83
Q3 2022	2,000	$328	$172.21	$151.58 - $189.11
Q2 2022	6,298	$1,126	$197.29	$164.98 - $221.91
Q1 2022	1,799	$401	$195.46	$167.60 - $214.37
Q4 2021	2,199	$455	$186.69	$173.30 - $200.95
Q3 2021	44,511	$8,545	$192.08	$172.62 - $206.58
Q2 2021	8,043	$1,750	$211.85	$188.71 - $226.53
Q1 2021	3,300	$765	$189.09	$163.90 - $217.37
Q4 2020	5,300	$965	$153.98	$129.92 - $167.14
Q3 2020	2,200	$328	$126.81	$112.24 - $141.22
Q2 2020	2,000	$253	$106.19	$89.90 - $125.54
Q2 2019	2,000	$273	$114.70	$103.20 - $125.83
Q4 2018	2,800	$356	$111.50	$96.19 - $135.93
Q3 2018	5,100	$778	$120.51	$110.40 - $134.53
Q4 2017	12,600	$1,986	$116.31	$103.45 - $133.20
Q3 2015	3,500	$229	$59.11	$48.76 - $65.71
Q1 2015	1,900	$152	$63.13	$59.48 - $69.69
Q4 2014	16,900	$1,547	$73.34	$66.42 - $80.82
Q3 2014	21,400	$2,119	$79.29	$73.57 - $83.32
Q2 2014	12,800	$1,391	$78.02	$73.19 - $81.73
Q1 2014	600	$60	$69.69	$63.53 - $74.44
Q4 2013	20,200	$1,834	$62.67	$60.17 - $67.37
Q3 2013	14,900	$1,242	$61.64	$58.99 - $64.50
Q2 2013	1,900	$157	$61.55	$57.61 - $65.73