CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 18,419 Value ($000) $10,552 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 10,434 Value ($000) $4,979 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 12,709 Value ($000) $4,934 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 16,358 Value ($000) $5,395 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 31,778 Value ($000) $11,528 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 41,194 Value ($000) $16,112 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 34,565 Value ($000) $11,514 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 57,346 Value ($000) $21,013 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 83,525 Value ($000) $24,696 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 29,430 Value ($000) $8,034 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 40,887 Value ($000) $10,060 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 50,733 Value ($000) $12 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 22,315 Value ($000) $5 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 78,976 Value ($000) $12,959 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 97,423 Value ($000) $17,415 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 127,126 Value ($000) $28,326 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 62,767 Value ($000) $12,977 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 46,317 Value ($000) $8,891 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 72,246 Value ($000) $15,723 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 94,696 Value ($000) $21,957 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 18,662 Value ($000) $3,396 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 20,660 Value ($000) $3,081 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 16,438 Value ($000) $2,080 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 11,715 Value ($000) $1,359 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 14 Value ($000) $2 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 18,047 Value ($000) $2,280 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 23,541 Value ($000) $3,209 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 12,459 Value ($000) $1,688 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 1,754 Value ($000) $223 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 33,207 Value ($000) $5,063 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 33,010 Value ($000) $4,479 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 7,400 Value ($000) $1,091 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 14,193 Value ($000) $2,237 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 7,171 Value ($000) $894 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 7,624 Value ($000) $819 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 100 Value ($000) $9 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 23,414 Value ($000) $2,171 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 5,529 Value ($000) $490 Avg Close $66.01 Range $58.78 - $71.89

Q1 2016

Shares 4,915 Value ($000) $377 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 300 Value ($000) $20 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 166 Value ($000) $11 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 1,700 Value ($000) $144 Avg Close $65.86 Range $60.39 - $68.73

Q3 2014

Shares 792 Value ($000) $78 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 1,374 Value ($000) $149 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 19,730 Value ($000) $1,961 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 24,776 Value ($000) $2,250 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 1,350 Value ($000) $113 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 2,601 Value ($000) $215 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	18,419	$10,552	$555.50	$469.79 - $627.50
Q3 2025	10,434	$4,979	$425.39	$381.75 - $483.95
Q2 2025	12,709	$4,934	$330.84	$264.29 - $386.62
Q1 2025	16,358	$5,395	$351.95	$315.09 - $404.98
Q4 2024	31,778	$11,528	$381.74	$351.93 - $412.27
Q3 2024	41,194	$16,112	$338.69	$301.40 - $389.91
Q2 2024	34,565	$11,514	$338.69	$308.78 - $372.10
Q1 2024	57,346	$21,013	$311.07	$268.51 - $357.70
Q4 2023	83,525	$24,696	$251.22	$216.95 - $290.10
Q3 2023	29,430	$8,034	$261.47	$229.25 - $283.47
Q2 2023	40,887	$10,060	$213.76	$195.84 - $240.81
Q1 2023	50,733	$12	$230.59	$201.84 - $253.98
Q4 2022	22,315	$5	$206.59	$156.72 - $232.83
Q3 2022	78,976	$12,959	$172.21	$151.58 - $189.11
Q2 2022	97,423	$17,415	$197.29	$164.98 - $221.91
Q1 2022	127,126	$28,326	$195.46	$167.60 - $214.37
Q4 2021	62,767	$12,977	$186.69	$173.30 - $200.95
Q3 2021	46,317	$8,891	$192.08	$172.62 - $206.58
Q2 2021	72,246	$15,723	$211.85	$188.71 - $226.53
Q1 2021	94,696	$21,957	$189.09	$163.90 - $217.37
Q4 2020	18,662	$3,396	$153.98	$129.92 - $167.14
Q3 2020	20,660	$3,081	$126.81	$112.24 - $141.22
Q2 2020	16,438	$2,080	$106.19	$89.90 - $125.54
Q1 2020	11,715	$1,359	$113.38	$77.78 - $132.89
Q4 2019	14	$2	$123.01	$102.69 - $131.46
Q3 2019	18,047	$2,280	$111.09	$97.87 - $122.22
Q2 2019	23,541	$3,209	$114.70	$103.20 - $125.83
Q1 2019	12,459	$1,688	$114.61	$103.38 - $123.15
Q4 2018	1,754	$223	$111.50	$96.19 - $135.93
Q3 2018	33,207	$5,063	$120.51	$110.40 - $134.53
Q2 2018	33,010	$4,479	$126.53	$112.48 - $137.00
Q1 2018	7,400	$1,091	$133.07	$120.49 - $146.01
Q4 2017	14,193	$2,237	$116.31	$103.45 - $133.20
Q3 2017	7,171	$894	$96.02	$87.71 - $104.79
Q2 2017	7,624	$819	$84.05	$74.79 - $89.64
Q1 2017	100	$9	$77.69	$74.24 - $81.74
Q4 2016	23,414	$2,171	$73.74	$65.47 - $79.39
Q3 2016	5,529	$490	$66.01	$58.78 - $71.89
Q1 2016	4,915	$377	$53.06	$44.66 - $61.22
Q4 2015	300	$20	$54.58	$48.84 - $59.43
Q3 2015	166	$11	$59.11	$48.76 - $65.71
Q2 2015	1,700	$144	$65.86	$60.39 - $68.73
Q3 2014	792	$78	$79.29	$73.57 - $83.32
Q2 2014	1,374	$149	$78.02	$73.19 - $81.73
Q1 2014	19,730	$1,961	$69.69	$63.53 - $74.44
Q4 2013	24,776	$2,250	$62.67	$60.17 - $67.37
Q3 2013	1,350	$113	$61.64	$58.99 - $64.50
Q2 2013	2,601	$215	$61.55	$57.61 - $65.73