CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Zweig-DiMenna Associates LLC's Holding History (CIK: 0001533950)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021

Shares 59,000 Value ($000) $12,198 Avg Close $186.69 Range $173.30 - $200.95

Q2 2021

Shares 76,178 Value ($000) $16,579 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 46,700 Value ($000) $10,828 Avg Close $189.09 Range $163.90 - $217.37

Q4 2018

Shares 90,541 Value ($000) $11,505 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 90,541 Value ($000) $13,807 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 205,409 Value ($000) $27,868 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 151,146 Value ($000) $22,276 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 78,307 Value ($000) $12,340 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 47,500 Value ($000) $5,924 Avg Close $96.02 Range $87.71 - $104.79

Q4 2016

Shares 171,980 Value ($000) $15,949 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 195,940 Value ($000) $17,394 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 195,940 Value ($000) $14,854 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 167,670 Value ($000) $12,833 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 31,400 Value ($000) $2,134 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 13,800 Value ($000) $902 Avg Close $59.11 Range $48.76 - $65.71

Q3 2014

Shares 2,500 Value ($000) $248 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 54,340 Value ($000) $5,905 Avg Close $78.02 Range $73.19 - $81.73

Q4 2013

Shares 125,000 Value ($000) $11,351 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 3,000 Value ($000) $250 Avg Close $61.64 Range $58.99 - $64.50

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2021	59,000	$12,198	$186.69	$173.30 - $200.95
Q2 2021	76,178	$16,579	$211.85	$188.71 - $226.53
Q1 2021	46,700	$10,828	$189.09	$163.90 - $217.37
Q4 2018	90,541	$11,505	$111.50	$96.19 - $135.93
Q3 2018	90,541	$13,807	$120.51	$110.40 - $134.53
Q2 2018	205,409	$27,868	$126.53	$112.48 - $137.00
Q1 2018	151,146	$22,276	$133.07	$120.49 - $146.01
Q4 2017	78,307	$12,340	$116.31	$103.45 - $133.20
Q3 2017	47,500	$5,924	$96.02	$87.71 - $104.79
Q4 2016	171,980	$15,949	$73.74	$65.47 - $79.39
Q3 2016	195,940	$17,394	$66.01	$58.78 - $71.89
Q2 2016	195,940	$14,854	$59.82	$55.25 - $64.10
Q1 2016	167,670	$12,833	$53.06	$44.66 - $61.22
Q4 2015	31,400	$2,134	$54.58	$48.84 - $59.43
Q3 2015	13,800	$902	$59.11	$48.76 - $65.71
Q3 2014	2,500	$248	$79.29	$73.57 - $83.32
Q2 2014	54,340	$5,905	$78.02	$73.19 - $81.73
Q4 2013	125,000	$11,351	$62.67	$60.17 - $67.37
Q3 2013	3,000	$250	$61.64	$58.99 - $64.50