CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Allianz Asset Management GmbH's Holding History (CIK: 0001535323)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 177,578 Value ($000) $101,729 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 248,614 Value ($000) $118,626 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 243,746 Value ($000) $94,625 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 199,019 Value ($000) $65,641 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 388,881 Value ($000) $141,071 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 209,834 Value ($000) $82,070 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 287,856 Value ($000) $95,885 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 227,372 Value ($000) $83,316 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 199,872 Value ($000) $59,096 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 256,303 Value ($000) $69,971 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 190,502 Value ($000) $46,873 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 190,927 Value ($000) $43,692 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 160,334 Value ($000) $38,410 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 209,745 Value ($000) $34,415 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 207,228 Value ($000) $37,044 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 276,735 Value ($000) $61,663 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 388,645 Value ($000) $80,338 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 655,973 Value ($000) $125,926 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 741,347 Value ($000) $161,338 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 922,972 Value ($000) $214,009 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 770,546 Value ($000) $140,254 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 1,218,110 Value ($000) $181,681 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 1,300,912 Value ($000) $164,565 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 1,519,788 Value ($000) $176,356 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 2,002,694 Value ($000) $295,758 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 2,312,358 Value ($000) $292,079 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 2,278,538 Value ($000) $310,542 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 2,312,794 Value ($000) $313,360 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 2,565,670 Value ($000) $325,988 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 2,575,912 Value ($000) $392,800 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 2,410,107 Value ($000) $326,979 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 1,988,321 Value ($000) $293,038 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 1,819,218 Value ($000) $286,672 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 1,777,835 Value ($000) $221,714 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 1,836,540 Value ($000) $197,215 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 190,356 Value ($000) $17,659 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 12,630 Value ($000) $1,172 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 15,397 Value ($000) $1,349 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 43,615 Value ($000) $3,306 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 23,141 Value ($000) $1,772 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 155,726 Value ($000) $10,591 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 167,880 Value ($000) $10,972 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 349,273 Value ($000) $29,634 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 500,771 Value ($000) $40,076 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 611,759 Value ($000) $55,995 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 695,584 Value ($000) $68,883 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 559,382 Value ($000) $60,787 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 672,230 Value ($000) $66,799 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 852,807 Value ($000) $77,443 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 1,771,276 Value ($000) $147,722 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 1,888,807 Value ($000) $155,808 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	177,578	$101,729	$555.50	$469.79 - $627.50
Q3 2025	248,614	$118,626	$425.39	$381.75 - $483.95
Q2 2025	243,746	$94,625	$330.84	$264.29 - $386.62
Q1 2025	199,019	$65,641	$351.95	$315.09 - $404.98
Q4 2024	388,881	$141,071	$381.74	$351.93 - $412.27
Q3 2024	209,834	$82,070	$338.69	$301.40 - $389.91
Q2 2024	287,856	$95,885	$338.69	$308.78 - $372.10
Q1 2024	227,372	$83,316	$311.07	$268.51 - $357.70
Q4 2023	199,872	$59,096	$251.22	$216.95 - $290.10
Q3 2023	256,303	$69,971	$261.47	$229.25 - $283.47
Q2 2023	190,502	$46,873	$213.76	$195.84 - $240.81
Q1 2023	190,927	$43,692	$230.59	$201.84 - $253.98
Q4 2022	160,334	$38,410	$206.59	$156.72 - $232.83
Q3 2022	209,745	$34,415	$172.21	$151.58 - $189.11
Q2 2022	207,228	$37,044	$197.29	$164.98 - $221.91
Q1 2022	276,735	$61,663	$195.46	$167.60 - $214.37
Q4 2021	388,645	$80,338	$186.69	$173.30 - $200.95
Q3 2021	655,973	$125,926	$192.08	$172.62 - $206.58
Q2 2021	741,347	$161,338	$211.85	$188.71 - $226.53
Q1 2021	922,972	$214,009	$189.09	$163.90 - $217.37
Q4 2020	770,546	$140,254	$153.98	$129.92 - $167.14
Q3 2020	1,218,110	$181,681	$126.81	$112.24 - $141.22
Q2 2020	1,300,912	$164,565	$106.19	$89.90 - $125.54
Q1 2020	1,519,788	$176,356	$113.38	$77.78 - $132.89
Q4 2019	2,002,694	$295,758	$123.01	$102.69 - $131.46
Q3 2019	2,312,358	$292,079	$111.09	$97.87 - $122.22
Q2 2019	2,278,538	$310,542	$114.70	$103.20 - $125.83
Q1 2019	2,312,794	$313,360	$114.61	$103.38 - $123.15
Q4 2018	2,565,670	$325,988	$111.50	$96.19 - $135.93
Q3 2018	2,575,912	$392,800	$120.51	$110.40 - $134.53
Q2 2018	2,410,107	$326,979	$126.53	$112.48 - $137.00
Q1 2018	1,988,321	$293,038	$133.07	$120.49 - $146.01
Q4 2017	1,819,218	$286,672	$116.31	$103.45 - $133.20
Q3 2017	1,777,835	$221,714	$96.02	$87.71 - $104.79
Q2 2017	1,836,540	$197,215	$84.05	$74.79 - $89.64
Q1 2017	190,356	$17,659	$77.69	$74.24 - $81.74
Q4 2016	12,630	$1,172	$73.74	$65.47 - $79.39
Q3 2016	15,397	$1,349	$66.01	$58.78 - $71.89
Q2 2016	43,615	$3,306	$59.82	$55.25 - $64.10
Q1 2016	23,141	$1,772	$53.06	$44.66 - $61.22
Q4 2015	155,726	$10,591	$54.58	$48.84 - $59.43
Q3 2015	167,880	$10,972	$59.11	$48.76 - $65.71
Q2 2015	349,273	$29,634	$65.86	$60.39 - $68.73
Q1 2015	500,771	$40,076	$63.13	$59.48 - $69.69
Q4 2014	611,759	$55,995	$73.34	$66.42 - $80.82
Q3 2014	695,584	$68,883	$79.29	$73.57 - $83.32
Q2 2014	559,382	$60,787	$78.02	$73.19 - $81.73
Q1 2014	672,230	$66,799	$69.69	$63.53 - $74.44
Q4 2013	852,807	$77,443	$62.67	$60.17 - $67.37
Q3 2013	1,771,276	$147,722	$61.64	$58.99 - $64.50
Q2 2013	1,888,807	$155,808	$61.55	$57.61 - $65.73