CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

ELEMENT CAPITAL MANAGEMENT LLC's Holding History (CIK: 0001535630)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022

Shares 41,211 Value ($000) $9,183 Avg Close $195.46 Range $167.60 - $214.37

Q4 2018

Shares 9,018 Value ($000) $1,146 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 215,028 Value ($000) $32,790 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 161,451 Value ($000) $21,904 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 154,583 Value ($000) $22,782 Avg Close $133.07 Range $120.49 - $146.01

Q2 2016

Shares 24,069 Value ($000) $1,825 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 28,962 Value ($000) $2,217 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 34,782 Value ($000) $2,364 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 31,629 Value ($000) $2,067 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 4,700 Value ($000) $398,654 Avg Close $65.86 Range $60.39 - $68.73

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2022	41,211	$9,183	$195.46	$167.60 - $214.37
Q4 2018	9,018	$1,146	$111.50	$96.19 - $135.93
Q3 2018	215,028	$32,790	$120.51	$110.40 - $134.53
Q2 2018	161,451	$21,904	$126.53	$112.48 - $137.00
Q1 2018	154,583	$22,782	$133.07	$120.49 - $146.01
Q2 2016	24,069	$1,825	$59.82	$55.25 - $64.10
Q1 2016	28,962	$2,217	$53.06	$44.66 - $61.22
Q4 2015	34,782	$2,364	$54.58	$48.84 - $59.43
Q3 2015	31,629	$2,067	$59.11	$48.76 - $65.71
Q2 2015	4,700	$398,654	$65.86	$60.39 - $68.73