CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

CWM, LLC's Holding History (CIK: 0001535847)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 117,356 Value ($000) $67 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 101,188 Value ($000) $48 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 90,633 Value ($000) $35 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 90,696 Value ($000) $30 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 84,074 Value ($000) $30 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 77,811 Value ($000) $30 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 69,599 Value ($000) $23 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 54,662 Value ($000) $20 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 48,288 Value ($000) $14 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 35,964 Value ($000) $10 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 20,291 Value ($000) $5 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 20,037 Value ($000) $5 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 18,276 Value ($000) $4 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 14,658 Value ($000) $2,405 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 16,567 Value ($000) $2,962 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 15,137 Value ($000) $3,373 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 14,692 Value ($000) $3,037 Avg Close $186.69 Range $173.30 - $200.95

Q2 2021

Shares 11,228 Value ($000) $2,443 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 11,228 Value ($000) $2,443 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 11,228 Value ($000) $2,443 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 11,228 Value ($000) $2,443 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 11,228 Value ($000) $2,443 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 11,228 Value ($000) $2,443 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 11,228 Value ($000) $2,443 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 11,228 Value ($000) $2,443 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 11,228 Value ($000) $2,443 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 11,228 Value ($000) $2,443 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 2,802 Value ($000) $356 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 2,005 Value ($000) $306 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 1,767 Value ($000) $240 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 1,612 Value ($000) $238 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 1,612 Value ($000) $254 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 1,660 Value ($000) $207 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 1,710 Value ($000) $184 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 1,786 Value ($000) $166 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 3,316 Value ($000) $308 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 2,774 Value ($000) $246 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 2,574 Value ($000) $195 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 866 Value ($000) $66 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 75,766 Value ($000) $5,149 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 73,308 Value ($000) $4,791 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 143,031 Value ($000) $12,132 Avg Close $65.86 Range $60.39 - $68.73

Q4 2013

Shares 827 Value ($000) $75 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 9,428 Value ($000) $786 Avg Close $61.64 Range $58.99 - $64.50

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	117,356	$67	$555.50	$469.79 - $627.50
Q3 2025	101,188	$48	$425.39	$381.75 - $483.95
Q2 2025	90,633	$35	$330.84	$264.29 - $386.62
Q1 2025	90,696	$30	$351.95	$315.09 - $404.98
Q4 2024	84,074	$30	$381.74	$351.93 - $412.27
Q3 2024	77,811	$30	$338.69	$301.40 - $389.91
Q2 2024	69,599	$23	$338.69	$308.78 - $372.10
Q1 2024	54,662	$20	$311.07	$268.51 - $357.70
Q4 2023	48,288	$14	$251.22	$216.95 - $290.10
Q3 2023	35,964	$10	$261.47	$229.25 - $283.47
Q2 2023	20,291	$5	$213.76	$195.84 - $240.81
Q1 2023	20,037	$5	$230.59	$201.84 - $253.98
Q4 2022	18,276	$4	$206.59	$156.72 - $232.83
Q3 2022	14,658	$2,405	$172.21	$151.58 - $189.11
Q2 2022	16,567	$2,962	$197.29	$164.98 - $221.91
Q1 2022	15,137	$3,373	$195.46	$167.60 - $214.37
Q4 2021	14,692	$3,037	$186.69	$173.30 - $200.95
Q2 2021	11,228	$2,443	$211.85	$188.71 - $226.53
Q1 2021	11,228	$2,443	$189.09	$163.90 - $217.37
Q4 2020	11,228	$2,443	$153.98	$129.92 - $167.14
Q3 2020	11,228	$2,443	$126.81	$112.24 - $141.22
Q2 2020	11,228	$2,443	$106.19	$89.90 - $125.54
Q1 2020	11,228	$2,443	$113.38	$77.78 - $132.89
Q4 2019	11,228	$2,443	$123.01	$102.69 - $131.46
Q3 2019	11,228	$2,443	$111.09	$97.87 - $122.22
Q2 2019	11,228	$2,443	$114.70	$103.20 - $125.83
Q1 2019	11,228	$2,443	$114.61	$103.38 - $123.15
Q4 2018	2,802	$356	$111.50	$96.19 - $135.93
Q3 2018	2,005	$306	$120.51	$110.40 - $134.53
Q2 2018	1,767	$240	$126.53	$112.48 - $137.00
Q1 2018	1,612	$238	$133.07	$120.49 - $146.01
Q4 2017	1,612	$254	$116.31	$103.45 - $133.20
Q3 2017	1,660	$207	$96.02	$87.71 - $104.79
Q2 2017	1,710	$184	$84.05	$74.79 - $89.64
Q1 2017	1,786	$166	$77.69	$74.24 - $81.74
Q4 2016	3,316	$308	$73.74	$65.47 - $79.39
Q3 2016	2,774	$246	$66.01	$58.78 - $71.89
Q2 2016	2,574	$195	$59.82	$55.25 - $64.10
Q1 2016	866	$66	$53.06	$44.66 - $61.22
Q4 2015	75,766	$5,149	$54.58	$48.84 - $59.43
Q3 2015	73,308	$4,791	$59.11	$48.76 - $65.71
Q2 2015	143,031	$12,132	$65.86	$60.39 - $68.73
Q4 2013	827	$75	$62.67	$60.17 - $67.37
Q3 2013	9,428	$786	$61.64	$58.99 - $64.50