CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

LANDSCAPE CAPITAL MANAGEMENT, L.L.C.'s Holding History (CIK: 0001536186)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023

Shares 1,608 Value ($000) $439 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 2,421 Value ($000) $596 Avg Close $213.76 Range $195.84 - $240.81

Q3 2019

Shares 13,014 Value ($000) $1,644 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 10,828 Value ($000) $1,476 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 10,828 Value ($000) $1,467 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 11,398 Value ($000) $1,448 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 7,718 Value ($000) $1,177 Avg Close $120.51 Range $110.40 - $134.53

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2023	1,608	$439	$261.47	$229.25 - $283.47
Q2 2023	2,421	$596	$213.76	$195.84 - $240.81
Q3 2019	13,014	$1,644	$111.09	$97.87 - $122.22
Q2 2019	10,828	$1,476	$114.70	$103.20 - $125.83
Q1 2019	10,828	$1,467	$114.61	$103.38 - $123.15
Q4 2018	11,398	$1,448	$111.50	$96.19 - $135.93
Q3 2018	7,718	$1,177	$120.51	$110.40 - $134.53