CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Glaxis Capital Management, LLC's Holding History (CIK: 0001542161)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021

Shares 5,000 Value ($000) $1,088 Avg Close $211.85 Range $188.71 - $226.53

Q4 2019

Shares 10,426 Value ($000) $1,540 Avg Close $123.01 Range $102.69 - $131.46

Q1 2018

Shares 8,000 Value ($000) $1,179 Avg Close $133.07 Range $120.49 - $146.01

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2021	5,000	$1,088	$211.85	$188.71 - $226.53
Q4 2019	10,426	$1,540	$123.01	$102.69 - $131.46
Q1 2018	8,000	$1,179	$133.07	$120.49 - $146.01