CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Annex Advisory Services, LLC's Holding History (CIK: 0001542287)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 1,132 Value ($000) $649 Avg Close $555.50 Range $469.79 - $627.50
Q3 2025
Shares 1,121 Value ($000) $535 Avg Close $425.39 Range $381.75 - $483.95
Q2 2025
Shares 1,142 Value ($000) $443 Avg Close $330.84 Range $264.29 - $386.62
Q1 2025
Shares 1,309 Value ($000) $432 Avg Close $351.95 Range $315.09 - $404.98
Q4 2024
Shares 993 Value ($000) $360 Avg Close $381.74 Range $351.93 - $412.27
Q3 2024
Shares 974 Value ($000) $381 Avg Close $338.69 Range $301.40 - $389.91
Q2 2024
Shares 971 Value ($000) $323 Avg Close $338.69 Range $308.78 - $372.10
Q1 2024
Shares 1,032 Value ($000) $378 Avg Close $311.07 Range $268.51 - $357.70
Q4 2023
Shares 1,120 Value ($000) $331 Avg Close $251.22 Range $216.95 - $290.10
Q4 2022
Shares 1,357 Value ($000) $325 Avg Close $206.59 Range $156.72 - $232.83
Q3 2022
Shares 1,661 Value ($000) $273 Avg Close $172.21 Range $151.58 - $189.11
Q2 2022
Shares 1,700 Value ($000) $304 Avg Close $197.29 Range $164.98 - $221.91
Q1 2022
Shares 1,661 Value ($000) $370 Avg Close $195.46 Range $167.60 - $214.37
Q4 2021
Shares 1,660 Value ($000) $343 Avg Close $186.69 Range $173.30 - $200.95
Q3 2021
Shares 1,287 Value ($000) $247 Avg Close $192.08 Range $172.62 - $206.58
Q2 2021
Shares 1,882 Value ($000) $409 Avg Close $211.85 Range $188.71 - $226.53
Q1 2021
Shares 1,289 Value ($000) $300 Avg Close $189.09 Range $163.90 - $217.37
Q4 2020
Shares 1,364 Value ($000) $248 Avg Close $153.98 Range $129.92 - $167.14
Q4 2019
Shares 1,363 Value ($000) $202 Avg Close $123.01 Range $102.69 - $131.46