CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Catalyst Capital Advisors LLC's Holding History (CIK: 0001549275)

Note: Option positions (PUT/CALL) are excluded.

Q3 2025

Shares 434 Value ($000) $207 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 907 Value ($000) $352 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 527 Value ($000) $174 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 363 Value ($000) $132 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 50 Value ($000) $20 Avg Close $338.69 Range $301.40 - $389.91

Q1 2014

Shares 5,646 Value ($000) $561 Avg Close $69.69 Range $63.53 - $74.44

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2025	434	$207	$425.39	$381.75 - $483.95
Q2 2025	907	$352	$330.84	$264.29 - $386.62
Q1 2025	527	$174	$351.95	$315.09 - $404.98
Q4 2024	363	$132	$381.74	$351.93 - $412.27
Q3 2024	50	$20	$338.69	$301.40 - $389.91
Q1 2014	5,646	$561	$69.69	$63.53 - $74.44