CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Spark Investment Management LLC's Holding History (CIK: 0001554871)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 1,700 Value ($000) $216 Avg Close $111.50 Range $96.19 - $135.93

Q3 2014

Shares 8,900 Value ($000) $881 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 9,200 Value ($000) $999 Avg Close $78.02 Range $73.19 - $81.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	1,700	$216	$111.50	$96.19 - $135.93
Q3 2014	8,900	$881	$79.29	$73.57 - $83.32
Q2 2014	9,200	$999	$78.02	$73.19 - $81.73