CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Arizona State Retirement System's Holding History (CIK: 0001558481)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 132,423 Value ($000) $75,861 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 137,328 Value ($000) $65,526 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 139,719 Value ($000) $54,240 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 141,689 Value ($000) $46,729 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 140,575 Value ($000) $50,995 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 140,224 Value ($000) $54,844 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 144,773 Value ($000) $48,224 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 146,090 Value ($000) $53,532 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 143,525 Value ($000) $42,436 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 145,873 Value ($000) $39,823 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 147,595 Value ($000) $36,316 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 142,095 Value ($000) $32,517 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 143,841 Value ($000) $34,459 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 144,985 Value ($000) $23,789 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 147,019 Value ($000) $26,281 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 148,434 Value ($000) $33,074 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 149,942 Value ($000) $30,999 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 152,757 Value ($000) $29,325 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 152,781 Value ($000) $33,250 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 153,092 Value ($000) $35,497 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 156,250 Value ($000) $28,441 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 164,602 Value ($000) $24,550 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 129,218 Value ($000) $16,346 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 99,368 Value ($000) $11,531 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 103,775 Value ($000) $15,325 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 105,050 Value ($000) $13,269 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 108,766 Value ($000) $14,824 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 110,514 Value ($000) $14,974 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 121,246 Value ($000) $15,407 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 158,684 Value ($000) $24,198 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 157,381 Value ($000) $21,352 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 157,724 Value ($000) $23,245 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 159,924 Value ($000) $25,201 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 155,566 Value ($000) $19,401 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 146,096 Value ($000) $15,699 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 145,196 Value ($000) $13,468 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 144,596 Value ($000) $13,410 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 143,896 Value ($000) $12,774 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 143,196 Value ($000) $10,856 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 157,896 Value ($000) $12,085 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 160,796 Value ($000) $10,928 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 164,896 Value ($000) $10,778 Avg Close $59.11 Range $48.76 - $65.71

Q4 2014

Shares 169,396 Value ($000) $15,504 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 174,796 Value ($000) $17,310 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 176,996 Value ($000) $19,234 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 177,796 Value ($000) $17,667 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 181,896 Value ($000) $16,517 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 186,896 Value ($000) $15,581 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 194,296 Value ($000) $16,027 Avg Close $61.55 Range $57.61 - $65.73

Q1 2013

Shares 197,896 Value ($000) $17,211 Avg Close $67.15 Range $61.79 - $71.80

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	132,423	$75,861	$555.50	$469.79 - $627.50
Q3 2025	137,328	$65,526	$425.39	$381.75 - $483.95
Q2 2025	139,719	$54,240	$330.84	$264.29 - $386.62
Q1 2025	141,689	$46,729	$351.95	$315.09 - $404.98
Q4 2024	140,575	$50,995	$381.74	$351.93 - $412.27
Q3 2024	140,224	$54,844	$338.69	$301.40 - $389.91
Q2 2024	144,773	$48,224	$338.69	$308.78 - $372.10
Q1 2024	146,090	$53,532	$311.07	$268.51 - $357.70
Q4 2023	143,525	$42,436	$251.22	$216.95 - $290.10
Q3 2023	145,873	$39,823	$261.47	$229.25 - $283.47
Q2 2023	147,595	$36,316	$213.76	$195.84 - $240.81
Q1 2023	142,095	$32,517	$230.59	$201.84 - $253.98
Q4 2022	143,841	$34,459	$206.59	$156.72 - $232.83
Q3 2022	144,985	$23,789	$172.21	$151.58 - $189.11
Q2 2022	147,019	$26,281	$197.29	$164.98 - $221.91
Q1 2022	148,434	$33,074	$195.46	$167.60 - $214.37
Q4 2021	149,942	$30,999	$186.69	$173.30 - $200.95
Q3 2021	152,757	$29,325	$192.08	$172.62 - $206.58
Q2 2021	152,781	$33,250	$211.85	$188.71 - $226.53
Q1 2021	153,092	$35,497	$189.09	$163.90 - $217.37
Q4 2020	156,250	$28,441	$153.98	$129.92 - $167.14
Q3 2020	164,602	$24,550	$126.81	$112.24 - $141.22
Q2 2020	129,218	$16,346	$106.19	$89.90 - $125.54
Q1 2020	99,368	$11,531	$113.38	$77.78 - $132.89
Q4 2019	103,775	$15,325	$123.01	$102.69 - $131.46
Q3 2019	105,050	$13,269	$111.09	$97.87 - $122.22
Q2 2019	108,766	$14,824	$114.70	$103.20 - $125.83
Q1 2019	110,514	$14,974	$114.61	$103.38 - $123.15
Q4 2018	121,246	$15,407	$111.50	$96.19 - $135.93
Q3 2018	158,684	$24,198	$120.51	$110.40 - $134.53
Q2 2018	157,381	$21,352	$126.53	$112.48 - $137.00
Q1 2018	157,724	$23,245	$133.07	$120.49 - $146.01
Q4 2017	159,924	$25,201	$116.31	$103.45 - $133.20
Q3 2017	155,566	$19,401	$96.02	$87.71 - $104.79
Q2 2017	146,096	$15,699	$84.05	$74.79 - $89.64
Q1 2017	145,196	$13,468	$77.69	$74.24 - $81.74
Q4 2016	144,596	$13,410	$73.74	$65.47 - $79.39
Q3 2016	143,896	$12,774	$66.01	$58.78 - $71.89
Q2 2016	143,196	$10,856	$59.82	$55.25 - $64.10
Q1 2016	157,896	$12,085	$53.06	$44.66 - $61.22
Q4 2015	160,796	$10,928	$54.58	$48.84 - $59.43
Q3 2015	164,896	$10,778	$59.11	$48.76 - $65.71
Q4 2014	169,396	$15,504	$73.34	$66.42 - $80.82
Q3 2014	174,796	$17,310	$79.29	$73.57 - $83.32
Q2 2014	176,996	$19,234	$78.02	$73.19 - $81.73
Q1 2014	177,796	$17,667	$69.69	$63.53 - $74.44
Q4 2013	181,896	$16,517	$62.67	$60.17 - $67.37
Q3 2013	186,896	$15,581	$61.64	$58.99 - $64.50
Q2 2013	194,296	$16,027	$61.55	$57.61 - $65.73
Q1 2013	197,896	$17,211	$67.15	$61.79 - $71.80