CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Horizon Investments, LLC's Holding History (CIK: 0001560717)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 22,179 Value ($000) $12,676 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 17,363 Value ($000) $8,261 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 14,266 Value ($000) $5,518 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 8,478 Value ($000) $2,783 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 8,267 Value ($000) $2,988 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 8,123 Value ($000) $3,166 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 4,984 Value ($000) $1,653 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 5,218 Value ($000) $1,905 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 5,153 Value ($000) $1,517 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 11,005 Value ($000) $2,989 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 10,687 Value ($000) $2,617 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 10,134 Value ($000) $2,306 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 18,649 Value ($000) $4 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 7,501 Value ($000) $1,223 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 14,151 Value ($000) $2,512 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 11,355 Value ($000) $2,518 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 10,648 Value ($000) $2,191 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 3,568 Value ($000) $681 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 3,896 Value ($000) $843 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 7,948 Value ($000) $1,843 Avg Close $189.09 Range $163.90 - $217.37

Q3 2020

Shares 4,052 Value ($000) $601 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 7,966 Value ($000) $1,008 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 4,753 Value ($000) $552 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 4,395 Value ($000) $649 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 2,526 Value ($000) $319 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 2,600 Value ($000) $354 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 2,243 Value ($000) $304 Avg Close $114.61 Range $103.38 - $123.15

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	22,179	$12,676	$555.50	$469.79 - $627.50
Q3 2025	17,363	$8,261	$425.39	$381.75 - $483.95
Q2 2025	14,266	$5,518	$330.84	$264.29 - $386.62
Q1 2025	8,478	$2,783	$351.95	$315.09 - $404.98
Q4 2024	8,267	$2,988	$381.74	$351.93 - $412.27
Q3 2024	8,123	$3,166	$338.69	$301.40 - $389.91
Q2 2024	4,984	$1,653	$338.69	$308.78 - $372.10
Q1 2024	5,218	$1,905	$311.07	$268.51 - $357.70
Q4 2023	5,153	$1,517	$251.22	$216.95 - $290.10
Q3 2023	11,005	$2,989	$261.47	$229.25 - $283.47
Q2 2023	10,687	$2,617	$213.76	$195.84 - $240.81
Q1 2023	10,134	$2,306	$230.59	$201.84 - $253.98
Q4 2022	18,649	$4	$206.59	$156.72 - $232.83
Q3 2022	7,501	$1,223	$172.21	$151.58 - $189.11
Q2 2022	14,151	$2,512	$197.29	$164.98 - $221.91
Q1 2022	11,355	$2,518	$195.46	$167.60 - $214.37
Q4 2021	10,648	$2,191	$186.69	$173.30 - $200.95
Q3 2021	3,568	$681	$192.08	$172.62 - $206.58
Q2 2021	3,896	$843	$211.85	$188.71 - $226.53
Q1 2021	7,948	$1,843	$189.09	$163.90 - $217.37
Q3 2020	4,052	$601	$126.81	$112.24 - $141.22
Q2 2020	7,966	$1,008	$106.19	$89.90 - $125.54
Q1 2020	4,753	$552	$113.38	$77.78 - $132.89
Q4 2019	4,395	$649	$123.01	$102.69 - $131.46
Q3 2019	2,526	$319	$111.09	$97.87 - $122.22
Q2 2019	2,600	$354	$114.70	$103.20 - $125.83
Q1 2019	2,243	$304	$114.61	$103.38 - $123.15