CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Cerity Partners LLC's Holding History (CIK: 0001566475)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 270,926 Value ($000) $155,267 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 257,954 Value ($000) $123,138 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 260,329 Value ($000) $101,094 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 294,869 Value ($000) $97,247 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 230,215 Value ($000) $84,064 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 233,874 Value ($000) $91,473 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 212,026 Value ($000) $70,626 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 219,291 Value ($000) $80,176 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 507,322 Value ($000) $49,466 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 138,901 Value ($000) $37,920 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 161,573 Value ($000) $39,755 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 147,138 Value ($000) $151,850 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 136,872 Value ($000) $33,394 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 34,871 Value ($000) $5,722 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 35,769 Value ($000) $6,394 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 15,351 Value ($000) $3,132 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 13,624 Value ($000) $2,819 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 9,124 Value ($000) $1,751 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 5,349 Value ($000) $1,164 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 5,842 Value ($000) $1,355 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 44,995 Value ($000) $8,191 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 43,835 Value ($000) $6,538 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 43,497 Value ($000) $5,502 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 25,571 Value ($000) $2,967 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 26,502 Value ($000) $3,914 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 31,833 Value ($000) $4,020 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 43,057 Value ($000) $5,869 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 27,888 Value ($000) $3,779 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 4,388 Value ($000) $558 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 26,106 Value ($000) $3,981 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 4,356 Value ($000) $591 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 2,795 Value ($000) $412 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 2,574 Value ($000) $406 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 3,001 Value ($000) $374 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 19,385 Value ($000) $680 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 3,189 Value ($000) $296 Avg Close $77.69 Range $74.24 - $81.74

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	270,926	$155,267	$555.50	$469.79 - $627.50
Q3 2025	257,954	$123,138	$425.39	$381.75 - $483.95
Q2 2025	260,329	$101,094	$330.84	$264.29 - $386.62
Q1 2025	294,869	$97,247	$351.95	$315.09 - $404.98
Q4 2024	230,215	$84,064	$381.74	$351.93 - $412.27
Q3 2024	233,874	$91,473	$338.69	$301.40 - $389.91
Q2 2024	212,026	$70,626	$338.69	$308.78 - $372.10
Q1 2024	219,291	$80,176	$311.07	$268.51 - $357.70
Q4 2023	507,322	$49,466	$251.22	$216.95 - $290.10
Q3 2023	138,901	$37,920	$261.47	$229.25 - $283.47
Q2 2023	161,573	$39,755	$213.76	$195.84 - $240.81
Q1 2023	147,138	$151,850	$230.59	$201.84 - $253.98
Q4 2022	136,872	$33,394	$206.59	$156.72 - $232.83
Q3 2022	34,871	$5,722	$172.21	$151.58 - $189.11
Q2 2022	35,769	$6,394	$197.29	$164.98 - $221.91
Q1 2022	15,351	$3,132	$195.46	$167.60 - $214.37
Q4 2021	13,624	$2,819	$186.69	$173.30 - $200.95
Q3 2021	9,124	$1,751	$192.08	$172.62 - $206.58
Q2 2021	5,349	$1,164	$211.85	$188.71 - $226.53
Q1 2021	5,842	$1,355	$189.09	$163.90 - $217.37
Q4 2020	44,995	$8,191	$153.98	$129.92 - $167.14
Q3 2020	43,835	$6,538	$126.81	$112.24 - $141.22
Q2 2020	43,497	$5,502	$106.19	$89.90 - $125.54
Q1 2020	25,571	$2,967	$113.38	$77.78 - $132.89
Q4 2019	26,502	$3,914	$123.01	$102.69 - $131.46
Q3 2019	31,833	$4,020	$111.09	$97.87 - $122.22
Q2 2019	43,057	$5,869	$114.70	$103.20 - $125.83
Q1 2019	27,888	$3,779	$114.61	$103.38 - $123.15
Q4 2018	4,388	$558	$111.50	$96.19 - $135.93
Q3 2018	26,106	$3,981	$120.51	$110.40 - $134.53
Q2 2018	4,356	$591	$126.53	$112.48 - $137.00
Q1 2018	2,795	$412	$133.07	$120.49 - $146.01
Q4 2017	2,574	$406	$116.31	$103.45 - $133.20
Q3 2017	3,001	$374	$96.02	$87.71 - $104.79
Q2 2017	19,385	$680	$84.05	$74.79 - $89.64
Q1 2017	3,189	$296	$77.69	$74.24 - $81.74