CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

NINE MASTS CAPITAL Ltd's Holding History (CIK: 0001569356)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018

Shares 12,149 Value ($000) $1,648 Avg Close $126.53 Range $112.48 - $137.00

Q3 2017

Shares 19,808 Value ($000) $2,470 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 32,941 Value ($000) $3,540 Avg Close $84.05 Range $74.79 - $89.64

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2018	12,149	$1,648	$126.53	$112.48 - $137.00
Q3 2017	19,808	$2,470	$96.02	$87.71 - $104.79
Q2 2017	32,941	$3,540	$84.05	$74.79 - $89.64