CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

CTC Alternative Strategies, Ltd.'s Holding History (CIK: 0001569550)

Note: Option positions (PUT/CALL) are excluded.

Q2 2025

Shares 1,810 Value ($000) $703 Avg Close $330.84 Range $264.29 - $386.62

Q3 2024

Shares 601 Value ($000) $235 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 8,400 Value ($000) $2,798 Avg Close $338.69 Range $308.78 - $372.10

Q3 2023

Shares 2,900 Value ($000) $792 Avg Close $261.47 Range $229.25 - $283.47

Q4 2013

Shares 17,350 Value ($000) $1,575,553 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 4,787 Value ($000) $399,235 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 5,950 Value ($000) $490,815 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2025	1,810	$703	$330.84	$264.29 - $386.62
Q3 2024	601	$235	$338.69	$301.40 - $389.91
Q2 2024	8,400	$2,798	$338.69	$308.78 - $372.10
Q3 2023	2,900	$792	$261.47	$229.25 - $283.47
Q4 2013	17,350	$1,575,553	$62.67	$60.17 - $67.37
Q3 2013	4,787	$399,235	$61.64	$58.99 - $64.50
Q2 2013	5,950	$490,815	$61.55	$57.61 - $65.73