CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Bank OZK's Holding History (CIK: 0001569650)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 3,266 Value ($000) $303 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 3,231 Value ($000) $287 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 3,231 Value ($000) $245 Avg Close $59.82 Range $55.25 - $64.10

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	3,266	$303	$73.74	$65.47 - $79.39
Q3 2016	3,231	$287	$66.01	$58.78 - $71.89
Q2 2016	3,231	$245	$59.82	$55.25 - $64.10