CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

ICONIQ Capital, LLC's Holding History (CIK: 0001569709)

Note: Option positions (PUT/CALL) are excluded.

Q2 2025

Shares 1,740 Value ($000) $675 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 1,471 Value ($000) $485 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 1,698 Value ($000) $616 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 1,231 Value ($000) $481 Avg Close $338.69 Range $301.40 - $389.91

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2025	1,740	$675	$330.84	$264.29 - $386.62
Q1 2025	1,471	$485	$351.95	$315.09 - $404.98
Q4 2024	1,698	$616	$381.74	$351.93 - $412.27
Q3 2024	1,231	$481	$338.69	$301.40 - $389.91