CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Risk Paradigm Group, LLC's Holding History (CIK: 0001569886)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018

Shares 1,446 Value ($000) $213,111 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 1,551 Value ($000) $244,406 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 603 Value ($000) $75,200 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 1,848 Value ($000) $198,586 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 523 Value ($000) $48,513 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 1,512 Value ($000) $140,222 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 1,174 Value ($000) $104,215 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 1,174 Value ($000) $89,000 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 1,174 Value ($000) $89,857 Avg Close $53.06 Range $44.66 - $61.22

Q3 2015

Shares 500 Value ($000) $32,680 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 540 Value ($000) $45,803 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 400 Value ($000) $32,012 Avg Close $63.13 Range $59.48 - $69.69

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2018	1,446	$213,111	$133.07	$120.49 - $146.01
Q4 2017	1,551	$244,406	$116.31	$103.45 - $133.20
Q3 2017	603	$75,200	$96.02	$87.71 - $104.79
Q2 2017	1,848	$198,586	$84.05	$74.79 - $89.64
Q1 2017	523	$48,513	$77.69	$74.24 - $81.74
Q4 2016	1,512	$140,222	$73.74	$65.47 - $79.39
Q3 2016	1,174	$104,215	$66.01	$58.78 - $71.89
Q2 2016	1,174	$89,000	$59.82	$55.25 - $64.10
Q1 2016	1,174	$89,857	$53.06	$44.66 - $61.22
Q3 2015	500	$32,680	$59.11	$48.76 - $65.71
Q2 2015	540	$45,803	$65.86	$60.39 - $68.73
Q1 2015	400	$32,012	$63.13	$59.48 - $69.69