CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Marathon Trading Investment Management LLC's Holding History (CIK: 0001572748)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019

Shares 1,700 Value ($000) $230 Avg Close $114.61 Range $103.38 - $123.15

Q3 2015

Shares 30,424 Value ($000) $1,989 Avg Close $59.11 Range $48.76 - $65.71

Q1 2015

Shares 14,692 Value ($000) $1,176 Avg Close $63.13 Range $59.48 - $69.69

Q3 2014

Shares 6,165 Value ($000) $611 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 11,165 Value ($000) $1,213 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 22,165 Value ($000) $2,203 Avg Close $69.69 Range $63.53 - $74.44

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2019	1,700	$230	$114.61	$103.38 - $123.15
Q3 2015	30,424	$1,989	$59.11	$48.76 - $65.71
Q1 2015	14,692	$1,176	$63.13	$59.48 - $69.69
Q3 2014	6,165	$611	$79.29	$73.57 - $83.32
Q2 2014	11,165	$1,213	$78.02	$73.19 - $81.73
Q1 2014	22,165	$2,203	$69.69	$63.53 - $74.44