CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Alpha Cubed Investments, LLC's Holding History (CIK: 0001580830)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 125,238 Value ($000) $71,745 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 160,764 Value ($000) $76,709 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 163,211 Value ($000) $63,360 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 139,204 Value ($000) $45,909 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 125,141 Value ($000) $45,396 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 116,566 Value ($000) $45,591 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 110,354 Value ($000) $36,759 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 113,456 Value ($000) $41,574 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 98,386 Value ($000) $29,090 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 88,926 Value ($000) $24,277 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 70,948 Value ($000) $17,457 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 8,097 Value ($000) $1,853 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 9,656 Value ($000) $2,313 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 9,778 Value ($000) $1,604 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 11,070 Value ($000) $1,979 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 11,194 Value ($000) $2,494 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 11,140 Value ($000) $2,303 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 11,670 Value ($000) $2,240 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 66,513 Value ($000) $14,475 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 67,594 Value ($000) $15,673 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 62,221 Value ($000) $11,325 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 68,838 Value ($000) $10,267 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 57,035 Value ($000) $7,215 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 60,324 Value ($000) $7,000 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 8,956 Value ($000) $1,323 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 8,611 Value ($000) $1,088 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 9,059 Value ($000) $1,235 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 19,556 Value ($000) $2,650 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 19,760 Value ($000) $2,511 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 120,202 Value ($000) $15,785 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 103,503 Value ($000) $14,042 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 8,225 Value ($000) $1,212 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 8,380 Value ($000) $1,321 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 8,895 Value ($000) $1,109 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 7,514 Value ($000) $807 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 6,292 Value ($000) $584 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 5,216 Value ($000) $484 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 5,264 Value ($000) $467 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 5,264 Value ($000) $399 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 6,524 Value ($000) $499 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 6,258 Value ($000) $425 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 6,060 Value ($000) $442 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 6,060 Value ($000) $514 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 4,932 Value ($000) $395 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 4,232 Value ($000) $387 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 4,282 Value ($000) $424 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 8,955 Value ($000) $973 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 8,989 Value ($000) $893 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 9,376 Value ($000) $851 Avg Close $62.67 Range $60.17 - $67.37

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	125,238	$71,745	$555.50	$469.79 - $627.50
Q3 2025	160,764	$76,709	$425.39	$381.75 - $483.95
Q2 2025	163,211	$63,360	$330.84	$264.29 - $386.62
Q1 2025	139,204	$45,909	$351.95	$315.09 - $404.98
Q4 2024	125,141	$45,396	$381.74	$351.93 - $412.27
Q3 2024	116,566	$45,591	$338.69	$301.40 - $389.91
Q2 2024	110,354	$36,759	$338.69	$308.78 - $372.10
Q1 2024	113,456	$41,574	$311.07	$268.51 - $357.70
Q4 2023	98,386	$29,090	$251.22	$216.95 - $290.10
Q3 2023	88,926	$24,277	$261.47	$229.25 - $283.47
Q2 2023	70,948	$17,457	$213.76	$195.84 - $240.81
Q1 2023	8,097	$1,853	$230.59	$201.84 - $253.98
Q4 2022	9,656	$2,313	$206.59	$156.72 - $232.83
Q3 2022	9,778	$1,604	$172.21	$151.58 - $189.11
Q2 2022	11,070	$1,979	$197.29	$164.98 - $221.91
Q1 2022	11,194	$2,494	$195.46	$167.60 - $214.37
Q4 2021	11,140	$2,303	$186.69	$173.30 - $200.95
Q3 2021	11,670	$2,240	$192.08	$172.62 - $206.58
Q2 2021	66,513	$14,475	$211.85	$188.71 - $226.53
Q1 2021	67,594	$15,673	$189.09	$163.90 - $217.37
Q4 2020	62,221	$11,325	$153.98	$129.92 - $167.14
Q3 2020	68,838	$10,267	$126.81	$112.24 - $141.22
Q2 2020	57,035	$7,215	$106.19	$89.90 - $125.54
Q1 2020	60,324	$7,000	$113.38	$77.78 - $132.89
Q4 2019	8,956	$1,323	$123.01	$102.69 - $131.46
Q3 2019	8,611	$1,088	$111.09	$97.87 - $122.22
Q2 2019	9,059	$1,235	$114.70	$103.20 - $125.83
Q1 2019	19,556	$2,650	$114.61	$103.38 - $123.15
Q4 2018	19,760	$2,511	$111.50	$96.19 - $135.93
Q3 2018	120,202	$15,785	$120.51	$110.40 - $134.53
Q2 2018	103,503	$14,042	$126.53	$112.48 - $137.00
Q1 2018	8,225	$1,212	$133.07	$120.49 - $146.01
Q4 2017	8,380	$1,321	$116.31	$103.45 - $133.20
Q3 2017	8,895	$1,109	$96.02	$87.71 - $104.79
Q2 2017	7,514	$807	$84.05	$74.79 - $89.64
Q1 2017	6,292	$584	$77.69	$74.24 - $81.74
Q4 2016	5,216	$484	$73.74	$65.47 - $79.39
Q3 2016	5,264	$467	$66.01	$58.78 - $71.89
Q2 2016	5,264	$399	$59.82	$55.25 - $64.10
Q1 2016	6,524	$499	$53.06	$44.66 - $61.22
Q4 2015	6,258	$425	$54.58	$48.84 - $59.43
Q3 2015	6,060	$442	$59.11	$48.76 - $65.71
Q2 2015	6,060	$514	$65.86	$60.39 - $68.73
Q1 2015	4,932	$395	$63.13	$59.48 - $69.69
Q4 2014	4,232	$387	$73.34	$66.42 - $80.82
Q3 2014	4,282	$424	$79.29	$73.57 - $83.32
Q2 2014	8,955	$973	$78.02	$73.19 - $81.73
Q1 2014	8,989	$893	$69.69	$63.53 - $74.44
Q4 2013	9,376	$851	$62.67	$60.17 - $67.37